0001144204-11-063709.txt : 20111114 0001144204-11-063709.hdr.sgml : 20111111 20111114110017 ACCESSION NUMBER: 0001144204-11-063709 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Independence Capital Asset Partners, LLC CENTRAL INDEX KEY: 0001348904 IRS NUMBER: 201567729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11636 FILM NUMBER: 111199073 BUSINESS ADDRESS: STREET 1: 1400 16TH STREET STREET 2: SUITE 520 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-209-4100 MAIL ADDRESS: STREET 1: 1400 16TH STREET STREET 2: SUITE 520 CITY: DENVER STATE: CO ZIP: 80202 13F-HR 1 v240054_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Independence Capital Asset Partners, LLC Address: 1400 16th Street, Suite 520 Denver, CO 80202 13F File Number: 028-11636 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Anita E. Falicia Title: Principal Phone: 303-209-4100 Signature, Place, and Date of Signing: /s/ Anita E. Falicia Denver, CO November 14, 2011 ----------------------------------- ---------------- -------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 67 Form 13F Information Table Value Total: $390,766 (thousands) List of Other Included Managers: N/A FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADECOAGRO SA COM L00849106 896 103900 SH Sole 103900 AMERICAN CAP AGY CORP COM COM 02503x105 7921 292274 SH Sole 292274 ANADARKO PETROLEUM CORP COM 032511107 12434 197205 SH Sole 197205 ARM HLDGS PLC SPONSORED ADR COM 042068106 2483 97421 SH Sole 97421 ASTEC INDUSTRIES INC COM 046224101 264 9000 SH Sole 9000 AT CROSS CO-CL A COM 227478104 198 17671 SH Sole 17671 AerCap Holdings COM N00985106 426 43060 SH Sole 43060 BLACKROCK INC COM COM 09247x101 4576 30924 SH Sole 30924 BRISTOL-MYERS SQUIBB CO COM 110122108 19888 633794 SH Sole 633794 CABLEVISION SYSTEMS-NY GRP-A COM 12686C109 9989 635034 SH Sole 635034 CARPENTER TECHNOLOGY COM COM 144285103 583 12978 SH Sole 12978 CELGENE CORP COM COM 151020104 20837 336508 SH Sole 336508 CEVA INC COM COM 157210105 315 12972 SH Sole 12972 CHART INDS INC COM PAR $0.01 COM 16115q308 463 10966 SH Sole 10966 CHARTER COMMUNICATION-A COM 16117M305 8704 185815 SH Sole 185815 CLARCOR INC COM 179895107 372 9000 SH Sole 9000 CONCUR TECHNOLOGIES COM COM 206708109 356 9550 SH Sole 9550 CVR ENERGY INC COM COM 12662p108 449 21250 SH Sole 21250 DAVITA INC COM 23918K108 6267 100000 SH Sole 100000 ELLIE MAE INC COM 28849P100 922 165867 SH Sole 165867 EQUITABLE RES INC COM COM 26884l109 11956 224055 SH Sole 224055 FOOT LOCKER INC COM COM 344849104 281 14000 SH Sole 14000 GNC HOLDINGS INC COM 36191G107 1659 82452 SH Sole 82452 GOLAR LNG LTD COM G9456A100 5325 167563 SH Sole 167563 GRIFOLS S A SPONSORED ADR COM 398438309 188 29365 SH Sole 29365 HARRY WINSTON DIAMOND COM COM 41587b100 406 40031 SH Sole 40031 HCA INC COM 40412c101 4910 243551 SH Sole 243551 HEXCEL CORP NEW COM COM 428291108 9360 422370 SH Sole 422370 IMAX CORP COM 45245E109 294 20338 SH Sole 20338 INNOSPEC INC COM 45768S105 1227 50664 SH Sole 50664 INTERMUNE INC COM COM 45884x103 6869 340043 SH Sole 340043 ITC HLDGS CORP COM COM 465685105 691 8925 SH Sole 8925 JONES LANG LASALLE INC COM COM 48020q107 486 9373 SH Sole 9373 KANSAS CITY SOUTHERN COM 485170302 316 6324 SH Sole 6324 LIBERTY GLOBAL INC COM SER A COM 530555101 5969 164989 SH Sole 164989 LIBERTY MEDIA CORP NEW INT COM COM 53071m104 13667 925291 SH Sole 925291 LIBERTY MEDIA CORP NEW LIB STA COM 530322304 9959 156679 SH Sole 156679 LIBERTY MEDIA HLDG CRP CAP COM COM 530322106 39768 601454 SH Sole 601454 LOWES COS INC COM COM 548661107 1884 97420 SH Sole 97420 MARTIN MARIETTA MATLS COM COM 573284106 291 4598 SH Sole 4598 MCCORMICK & CO INC COM NON VTG COM 579780206 372 8050 SH Sole 8050 MERGE HEALTHCARE INC COM COM 589499102 261 42835 SH Sole 42835 MSCI INC-A COM 55354G100 7766 256057 SH Sole 256057 NCR CORPORATION COM 62886E108 535 31672 SH Sole 31672 NIKE INC COM 654106103 6248 73066 SH Sole 73066 NOVO-NORDISK A/S ADRADR CMN COM 670100205 11634 116900 SH Sole 116900 OWENS CORNING CMN COM 690742101 2470 113912 SH Sole 113912 PENTAIR INC COM COM 709631105 309 9663 SH Sole 9663 PHARMASSET INC COM 71715N106 16047 194813 SH Sole 194813 POLYPORE INTL INC COM COM 73179v103 483 8540 SH Sole 8540 QUALCOMM INCCMN COM 747525103 18911 388872 SH Sole 388872 ROVI CORP COM COM 779376102 297 6919 SH Sole 6919 SCHLUMBERGER LTD COM COM 806857108 11392 190719 SH Sole 190719 SEACUBE CONTAINER LEAS SHS COM g79978105 480 39588 SH Sole 39588 STREETTRACKS GOLD TR GOLD SHS COM 78463v107 21559 136383 SH Sole 136383 Spirit Aerosystems COM 848574109 1595 100000 SH Sole 100000 TEMPUR PEDIC INTL INC COM COM 88023u101 624 11858 SH Sole 11858 TORNIER N V SHS COM n87237108 462 22563 SH Sole 22563 Transdigm Group Inc Com COM 893641100 4084 50000 SH Sole 50000 U S AIRWAYS GROUP INC COM COM 90341w108 138 25000 SH Sole 25000 UNITED CONTINENTAL HOLDINGS COM 910047109 3776 194842 SH Sole 194842 UNITEDHEALTH GROUP INCCMN COM 91324p102 11249 243906 SH Sole 243906 VISA INC COM CL A COM 92826c839 18834 219718 SH Sole 219718 WELLS FARGO & CO NEW COM COM 949746101 11072 459057 SH Sole 459057 WET SEAL INC CL A COM 961840105 277 61727 SH Sole 61727 WILLIAMS PARTNERS L P COM UNIT COM 96950f104 25367 467677 SH Sole 467677 ZIONS BANCORPORATION COM COM 989701107 675 47962 SH Sole 47962