0001348334-17-000072.txt : 20170602 0001348334-17-000072.hdr.sgml : 20170602 20170602204928 ACCESSION NUMBER: 0001348334-17-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170531 FILED AS OF DATE: 20170602 DATE AS OF CHANGE: 20170602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARRACUDA NETWORKS INC CENTRAL INDEX KEY: 0001348334 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 830380411 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 408-342-5400 MAIL ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hughes Michael D CENTRAL INDEX KEY: 0001590392 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 17889775 MAIL ADDRESS: STREET 1: C/O BARRACUDA NETWORKS INC STREET 2: 3175 S WINCHESTER BLVD CITY: CAMPBELL STATE: CA ZIP: 95008 4 1 wf-form4_149645095075274.xml FORM 4 X0306 4 2017-05-31 0 0001348334 BARRACUDA NETWORKS INC CUDA 0001590392 Hughes Michael D C/O BARRACUDA NETWORKS, INC. 3175 S. WINCHESTER BLVD. CAMPBELL CA 95008 0 1 0 0 SVP, Worldwide Sales Common Stock 2017-05-31 4 A 0 60000 0 A 163875 D Common Stock 2017-06-01 4 M 0 4468 10.62 A 168343 D Common Stock 2017-06-01 4 S 0 4468 22.55 D 163875 D Common Stock 2017-06-01 4 F 0 6342 22.79 D 157533 D Employee Stock Option (right to buy) 10.62 2017-06-01 4 M 0 4468 10.62 D 2011-07-21 2020-07-21 Common Stock 4468.0 0 D The reported securities are represented by restricted stock units which vest in four equal annual installments beginning on June 1, 2018. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2016. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.01 to $22.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units. 25% of shares subject to the option vested on July 21, 2011 and 1/48 of the shares subject to the option vested monthly thereafter, so that all shares were fully vested on 07/21/2014. /s/ Diane Honda Attorney-in-Fact for Michael D Hughes 2017-06-02