0001348334-17-000072.txt : 20170602
0001348334-17-000072.hdr.sgml : 20170602
20170602204928
ACCESSION NUMBER: 0001348334-17-000072
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170531
FILED AS OF DATE: 20170602
DATE AS OF CHANGE: 20170602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARRACUDA NETWORKS INC
CENTRAL INDEX KEY: 0001348334
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 830380411
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 3175 WINCHESTER BOULEVARD
CITY: CAMPBELL
STATE: CA
ZIP: 95008
BUSINESS PHONE: 408-342-5400
MAIL ADDRESS:
STREET 1: 3175 WINCHESTER BOULEVARD
CITY: CAMPBELL
STATE: CA
ZIP: 95008
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hughes Michael D
CENTRAL INDEX KEY: 0001590392
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 17889775
MAIL ADDRESS:
STREET 1: C/O BARRACUDA NETWORKS INC
STREET 2: 3175 S WINCHESTER BLVD
CITY: CAMPBELL
STATE: CA
ZIP: 95008
4
1
wf-form4_149645095075274.xml
FORM 4
X0306
4
2017-05-31
0
0001348334
BARRACUDA NETWORKS INC
CUDA
0001590392
Hughes Michael D
C/O BARRACUDA NETWORKS, INC.
3175 S. WINCHESTER BLVD.
CAMPBELL
CA
95008
0
1
0
0
SVP, Worldwide Sales
Common Stock
2017-05-31
4
A
0
60000
0
A
163875
D
Common Stock
2017-06-01
4
M
0
4468
10.62
A
168343
D
Common Stock
2017-06-01
4
S
0
4468
22.55
D
163875
D
Common Stock
2017-06-01
4
F
0
6342
22.79
D
157533
D
Employee Stock Option (right to buy)
10.62
2017-06-01
4
M
0
4468
10.62
D
2011-07-21
2020-07-21
Common Stock
4468.0
0
D
The reported securities are represented by restricted stock units which vest in four equal annual installments beginning on June 1, 2018.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2016.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.01 to $22.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.
25% of shares subject to the option vested on July 21, 2011 and 1/48 of the shares subject to the option vested monthly thereafter, so that all shares were fully vested on 07/21/2014.
/s/ Diane Honda Attorney-in-Fact for Michael D Hughes
2017-06-02