0000899243-18-003984.txt : 20180214 0000899243-18-003984.hdr.sgml : 20180214 20180214193021 ACCESSION NUMBER: 0000899243-18-003984 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180212 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kapoor Chetan CENTRAL INDEX KEY: 0001639312 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 18615591 MAIL ADDRESS: STREET 1: 10 S ALMADEN BLVD STREET 2: 16TH FLOOR CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARRACUDA NETWORKS INC CENTRAL INDEX KEY: 0001348334 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 830380411 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 408-342-5400 MAIL ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-12 1 0001348334 BARRACUDA NETWORKS INC CUDA 0001639312 Kapoor Chetan C/O BARRACUDA NETWORKS, INC. 3175 S. WINCHESTER BLVD. CAMPBELL CA 95008 1 0 0 0 Common Stock 2018-02-12 4 D 0 4218 D 8023 D Common Stock 2018-02-12 4 D 0 8023 D 0 D Pursuant to the Agreement and Plan of Merger between the Issuer, Project Deep Blue Holdings, LLC, and Project Deep Blue Merger Corp. dated November 26, 2017 (the "Merger Agreement"), each share of Issuer common stock was exchanged for $27.55 in cash. The shares are represented by restricted stock units, or RSUs. Pursuant to the provisions of the Issuer's 2012 Equity Incentive Plan, the RSUs vested in full immediately prior to the closing of the merger. Pursuant to the Merger Agreement, the RSUs were cancelled and converted into the right to receive a cash payment of $221,033.65, which represents $27.55 for each outstanding unit. /s/ Diane Honda, by power of attorney 2018-02-14