0001209191-17-049000.txt : 20170815 0001209191-17-049000.hdr.sgml : 20170815 20170815165345 ACCESSION NUMBER: 0001209191-17-049000 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170811 FILED AS OF DATE: 20170815 DATE AS OF CHANGE: 20170815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kraft Robert K CENTRAL INDEX KEY: 0001348182 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35107 FILM NUMBER: 171034388 MAIL ADDRESS: STREET 1: ONE PATRIOT PLACE CITY: FOXBOROUGH STATE: MA ZIP: 02035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Global Management LLC CENTRAL INDEX KEY: 0001411494 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 208880053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-11 0 0001411494 Apollo Global Management LLC APO 0001348182 Kraft Robert K C/O APOLLO GLOBAL MANAGEMENT, LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 1 0 0 0 Class A Shares 2017-08-11 4 P 0 10000 29.38 A 270000 I By KPC US Equity LLC Class A Shares 14567 D Class A Shares 60000 I By Two R LLC The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.31 to $29.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Class A shares are owned directly by KPC US Equity LLC, which is under the sole control of the reporting person, and may be deemed to be beneficially owned by the reporting person. Reported amount includes 3,707 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive one Class A share for each vested RSU. Subject to accelerated vesting in certain circumstances, the RSUs vest in installments in accordance with the terms of the applicable RSU award agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting date. Class A shares are owned directly by Two R LLC, which is under the sole control of the reporting person, and may be deemed to be beneficially owned by the reporting person. /s/ Jessica L. Lomm, as Attorney-In-Fact 2017-08-15