0001209191-21-060285.txt : 20211012 0001209191-21-060285.hdr.sgml : 20211012 20211012183635 ACCESSION NUMBER: 0001209191-21-060285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211011 FILED AS OF DATE: 20211012 DATE AS OF CHANGE: 20211012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McFarlane Scott M CENTRAL INDEX KEY: 0001741458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 211319657 MAIL ADDRESS: STREET 1: 255 SOUTH KING ST., SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-10-11 0 0001348036 AVALARA, INC. AVLR 0001741458 McFarlane Scott M 255 SOUTH KING ST. SUITE 1800 SEATTLE WA 98104 1 1 0 0 See Remarks Common Stock 2021-10-11 4 M 0 30000 13.84 A 609470 D Common Stock 2021-10-11 4 S 0 605 162.97 D 608865 D Common Stock 2021-10-11 4 S 0 10149 163.93 D 598716 D Common Stock 2021-10-11 4 S 0 16034 164.97 D 582682 D Common Stock 2021-10-11 4 S 0 3212 165.66 D 579470 D Common Stock 109375 I By McFarlane Family Investments, LLC Stock Option (right to buy) 13.84 2021-10-11 4 M 0 30000 0.00 D 2027-02-09 Common Stock 30000 60000 D The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on December 9, 2019, and amended on August 11, 2020. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.32 to $163.27, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.39 to $164.38, inclusive. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.39 to $165.38, inclusive. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.39 to $165.98, inclusive. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by McFarlane Family Investments, LLC, of which the Reporting Person is the sole manager and a member, except to the extent of his pecuniary interest therein, if any. 25% of the total shares subject to the option vested and became exercisable on January 1, 2018, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter such that the option was fully vested and exercisable on January 1, 2021. Chairman and Chief Executive Officer /s/ Miles Treakle, Attorney-in-Fact 2021-10-12