0001209191-21-055758.txt : 20210913
0001209191-21-055758.hdr.sgml : 20210913
20210913192238
ACCESSION NUMBER: 0001209191-21-055758
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210910
FILED AS OF DATE: 20210913
DATE AS OF CHANGE: 20210913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McFarlane Scott M
CENTRAL INDEX KEY: 0001741458
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38525
FILM NUMBER: 211250855
MAIL ADDRESS:
STREET 1: 255 SOUTH KING ST., SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVALARA, INC.
CENTRAL INDEX KEY: 0001348036
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 911995935
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: (206) 826-4900
MAIL ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
FORMER COMPANY:
FORMER CONFORMED NAME: AVALARA INC
DATE OF NAME CHANGE: 20051227
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-09-10
0
0001348036
AVALARA, INC.
AVLR
0001741458
McFarlane Scott M
255 SOUTH KING ST.
SUITE 1800
SEATTLE
WA
98104
1
1
0
0
See Remarks
Common Stock
2021-09-10
4
M
0
30000
13.84
A
609470
D
Common Stock
2021-09-10
4
S
0
5159
183.77
D
604311
D
Common Stock
2021-09-10
4
S
0
10365
184.41
D
593946
D
Common Stock
2021-09-10
4
S
0
12776
185.53
D
581170
D
Common Stock
2021-09-10
4
S
0
1700
186.13
D
579470
D
Common Stock
109375
I
By McFarlane Family Investments, LLC
Stock Option (right to buy)
13.84
2021-09-10
4
M
0
30000
0.00
D
2027-02-09
Common Stock
30000
90000
D
The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on December 9, 2019, and amended on August 11, 2020.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $183.00 to $183.995, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $184.005 to $185.00, inclusive.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $185.01 to $185.995, inclusive.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $186.03 to $186.31, inclusive.
The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by McFarlane Family Investments, LLC, of which the Reporting Person is the sole manager and a member, except to the extent of his pecuniary interest therein, if any.
25% of the total shares subject to the option vested and became exercisable on January 1, 2018, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter such that the option was fully vested and exercisable on January 1, 2021.
Chairman and Chief Executive Officer
/s/ Alesia L. Pinney, Attorney-in-Fact
2021-09-13