0001209191-20-034088.txt : 20200603 0001209191-20-034088.hdr.sgml : 20200603 20200603165401 ACCESSION NUMBER: 0001209191-20-034088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200601 FILED AS OF DATE: 20200603 DATE AS OF CHANGE: 20200603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McFarlane Scott M CENTRAL INDEX KEY: 0001741458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 20940667 MAIL ADDRESS: STREET 1: 255 SOUTH KING ST., SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-01 0 0001348036 AVALARA, INC. AVLR 0001741458 McFarlane Scott M 255 SOUTH KING ST. SUITE 1800 SEATTLE WA 98104 1 1 0 0 See Remarks Common Stock 2020-06-01 4 M 0 5000 12.34 A 834223 D Common Stock 2020-06-01 4 S 0 5000 110.2645 D 829223 D Common Stock 9375 I By MVPROJECTS, LLC Stock Option (right to buy) 12.34 2020-06-01 4 M 0 5000 0.00 D 2026-06-16 Common Stock 5000 245000 D The Reporting Person is a member of MVPROJECTS, LLC. 25% of the total shares subject to the option vested and became exercisable on May 5, 2017, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter such that the option was fully vested and exercisable on May 5, 2020. Chairman and Chief Executive Officer /s/ Alesia L. Pinney, Attorney-in-Fact 2020-06-03