0001209191-20-029846.txt : 20200515 0001209191-20-029846.hdr.sgml : 20200515 20200515182001 ACCESSION NUMBER: 0001209191-20-029846 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200513 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tennenbaum Ross CENTRAL INDEX KEY: 0001807571 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 20887244 MAIL ADDRESS: STREET 1: 255 S KING ST, STE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-13 0 0001348036 AVALARA, INC. AVLR 0001807571 Tennenbaum Ross 255 SOUTH KING ST. SUITE 1800 SEATTLE WA 98104 0 1 0 0 See Remarks Common Stock 2020-05-13 4 M 0 5111 55.10 A 78546 D Common Stock 2020-05-13 4 S 0 5011 97.04 D 73535 D Common Stock 2020-05-13 4 S 0 1100 98.05 D 72435 D Stock Option (right to buy) 55.10 2020-05-13 4 M 0 5111 0.00 D 2029-04-22 Common Stock 5111 33333 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.8201 to $97.82, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.83 to $98.0699, inclusive. 25% of the total shares subject to the option vested and became exercisable on March 4, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 4, 2023. Chief Financial Officer and Treasurer /s/ Alesia L. Pinney, Attorney-in-Fact 2020-05-15