0001209191-20-059239.txt : 20201118 0001209191-20-059239.hdr.sgml : 20201118 20201118185150 ACCESSION NUMBER: 0001209191-20-059239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201116 FILED AS OF DATE: 20201118 DATE AS OF CHANGE: 20201118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McFarlane Scott M CENTRAL INDEX KEY: 0001741458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 201326524 MAIL ADDRESS: STREET 1: 255 SOUTH KING ST., SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-16 0 0001348036 AVALARA, INC. AVLR 0001741458 McFarlane Scott M 255 SOUTH KING ST. SUITE 1800 SEATTLE WA 98104 1 1 0 0 See Remarks Common Stock 2020-11-16 4 M 0 10000 13.84 A 839223 D Common Stock 2020-11-16 4 S 0 5000 151.04 D 834223 D Common Stock 2020-11-16 4 S 0 5000 152.00 D 829223 D Common Stock 2020-11-17 4 M 0 10000 13.84 A 839223 D Common Stock 2020-11-17 4 S 0 5000 151.89 D 834223 D Common Stock 2020-11-17 4 S 0 5000 153.00 D 829223 D Common Stock 9375 I By MVPROJECTS, LLC Stock Option (right to buy) 13.84 2020-11-16 4 M 0 10000 0.00 D 2027-02-09 Common Stock 10000 225242 D Stock Option (right to buy) 13.84 2020-11-17 4 M 0 10000 0.00 D 2027-02-09 Common Stock 10000 215242 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.89 to $151.30, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.88 to $152.295, inclusive. The Reporting Person is a member of MVPROJECTS, LLC. 25% of the total shares subject to the option vested and became exercisable on January 1, 2018, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021. Chairman and Chief Executive Officer /s/ Miles Treakle, Attorney-in-Fact 2020-11-18