S-1MEF 1 d616696ds1mef.htm S-1MEF S-1MEF

As filed to the U.S. Securities and Exchange Commission on June 5, 2019

Registration No. 333-    

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

AVALARA, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Washington   7372   91-1995935

(State or Other Jurisdiction of

Incorporation or Organization)

 

(Primary Standard Industrial

Classification Code Number)

 

(IRS Employer

Identification No.)

255 South King Street, Suite 1800

Seattle, Washington 98104

(206) 826-4900

(Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices)

 

 

Scott M. McFarlane

Chairman and Chief Executive Officer

Avalara, Inc.

255 South King Street, Suite 1800

Seattle, Washington 98104

(206) 826-4900

(Name, Address, Including Zip Code, and Telephone Number, Including Area Code, of Agent For Service)

 

 

Copies to:

 

David F. McShea

Andrew B. Moore

Allison C. Handy

Perkins Coie LLP

1201 Third Avenue, Suite 4900

Seattle, Washington 98101

(206) 359-8000

 

Alesia L. Pinney

Executive Vice President, General Counsel, and Secretary

Avalara, Inc.

255 South King Street, Suite 1800

Seattle, Washington 98104

(206) 826-4900

 

Eric C. Jensen

John T. McKenna

Alan D. Hambelton

Cooley LLP

1700 Seventh Avenue, Suite 1900

Seattle, Washington 98101

(206) 452-8700

 

 

Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this Registration Statement.

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box.  

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.   333-231930

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer       Accelerated filer   
Non-accelerated filer       Smaller reporting company   
Emerging growth company         

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  

CALCULATION OF REGISTRATION FEE

 

 

Title of Each Class of

Securities to be Registered

  Amount to be
Registered (1)
  Proposed Maximum
Offering Price per
Share
  Proposed Maximum
Aggregate Offering
Price (1)(2)
  Amount of
Registration Fee

Common stock, par value $0.0001 per share

  683,984   $69.40   $47,468,489.60   $5,754

 

 

(1)

Represents only the additional number of shares of common stock being registered, including additional shares that the underwriters have the option to purchase. Does not include the shares of common stock that the Registrant previously registered on the Registration Statement on Form S-1 (File No. 333-231930), or the Prior Registration Statement.

(2)

Calculated in accordance with Rule 457(a) under the Securities Act, based upon the public offering price. The Registrant previously registered shares of common stock with a proposed aggregate offering price not to exceed $237,342,750 on the Prior Registration Statement. In accordance with Rule 462(b) under the Securities Act, an additional amount of shares of common stock having a proposed maximum aggregate offering price of $47,468,489.60 are hereby registered, which includes the additional shares of common stock that the underwriters have the option to purchase.

This Registration Statement shall become effective upon filing in accordance with Rule 462(b) under the Securities Act of 1933.

 

 

 


EXPLANATORY NOTE

This registration statement on Form S-1 is being filed with respect to the registration of additional shares of common stock, par value $0.0001 per share, of Avalara, Inc., pursuant to Rule 462(b) under the Securities Act of 1933, as amended. The contents of the earlier registration statement on Form S-1 (File No. 333-231930), which was declared effective by the Securities and Exchange Commission on June 5, 2019, are incorporated in this registration statement by reference.

The required opinion and consents are listed on an Exhibit Index attached hereto and filed herewith.



SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Seattle, State of Washington, on June 5, 2019.

 

AVALARA, INC.

By:  

/s/ Alesia L. Pinney

 

Alesia L. Pinney

Executive Vice President, General Counsel, and Secretary

Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed by the following persons in the capacities and on the dates indicated:

 

Signature

  

Title

  

Date

*

  

Chairman and Chief Executive Officer

   June 5, 2019
Scott M. McFarlane   

(Principal Executive Officer) and Director

  

*

  

Chief Financial Officer and Treasurer

   June 5, 2019
William D. Ingram   

(Principal Financial Officer)

  

*

  

Chief Accounting Officer

   June 5, 2019
Daniel E. Manning   

(Principal Accounting Officer)

  

*

  

Director

   June 5, 2019
Marion R. Foote      

*

  

Director

   June 5, 2019
Edward A. Gilhuly      

*

  

Director

   June 5, 2019
Benjamin J. Goux      

*

  

Director

   June 5, 2019
Tami L. Reller      

*

  

Director

   June 5, 2019
Justin L. Sadrian      

*

  

Director

   June 5, 2019
Rajeev Singh      

*

  

Director

   June 5, 2019
Chelsea R. Stoner      

*

  

Director

   June 5, 2019
Gary L. Waterman      

*

  

Director

   June 5, 2019
Kathleen M. Zwickert      

 

*By:   /s/ Alesia L. Pinney
 

Alesia L. Pinney

Attorney-in-fact