0001127602-17-026965.txt : 20170905 0001127602-17-026965.hdr.sgml : 20170905 20170905163314 ACCESSION NUMBER: 0001127602-17-026965 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170831 FILED AS OF DATE: 20170905 DATE AS OF CHANGE: 20170905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Keith A CENTRAL INDEX KEY: 0001347943 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33506 FILM NUMBER: 171069103 MAIL ADDRESS: STREET 1: C/O SHORETEL, INC. STREET 2: 960 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ShoreTel Inc CENTRAL INDEX KEY: 0001388133 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770443568 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 960 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408 331 3300 MAIL ADDRESS: STREET 1: 960 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-08-31 0001388133 ShoreTel Inc SHOR 0001347943 Jones Keith A 960 STEWART DRIVE SUNNYVALE CA 94085 1 Principal Accounting Officer Common Stock 2017-08-31 4 M 0 500 0 A 9619 D Common Stock 2017-08-31 4 F 0 188 7.45 D 9431 D Common Stock 2017-08-31 4 M 0 1050 0 A 10481 D Common Stock 2017-08-31 4 F 0 395 7.45 D 10086 D Restricted Stock Unit 0 2017-08-31 4 M 0 500 0 D 2016-08-31 2025-08-31 Common Stock 500 1000 D Restricted Stock Unit 0 2017-08-31 4 M 0 1050 0 D 2017-08-31 2026-08-31 Common Stock 1050 3150 D Non-qualified Stock Option (Right to Buy) 7.45 2017-08-31 4 A 0 4800 7.45 A 2018-08-31 2027-08-31 Common Stock 4800 4800 D Restricted Stock Unit 0 2017-08-31 4 A 0 4500 0 A 2018-08-31 2027-08-31 Common Stock 4500 4500 D Upon vest RSUs convert into shares of common stock on a one-for-one basis. Shares withheld for taxes at vest. RSU grant vests at the rate of 25% a year over 4 years, on the anniversary date of the grant. The option vests at the rate of 25% a year over 4 years, and 1/48th per month thereafter. Each RSU represents the right, at settlement, to receive (1) one share of common stock. /s/ Allen Seto, attorney-in-fact for Mr. Jones 2017-09-05