0001567619-20-021101.txt : 20201215 0001567619-20-021101.hdr.sgml : 20201215 20201215165006 ACCESSION NUMBER: 0001567619-20-021101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201213 FILED AS OF DATE: 20201215 DATE AS OF CHANGE: 20201215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZERCHER MICHAEL CENTRAL INDEX KEY: 0001779921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36338 FILM NUMBER: 201390108 MAIL ADDRESS: STREET 1: 8560 MAIN STREET STREET 2: SUITE 4 CITY: WILLIAMSVILLE STATE: NY ZIP: 14221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8560 MAIN STREET STREET 2: SUITE 4 CITY: WILLIAMSVILLE STATE: NY ZIP: 14221 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 8560 MAIN STREET STREET 2: SUITE 4 CITY: WILLIAMSVILLE STATE: NY ZIP: 14221 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 4 1 doc1.xml FORM 4 X0306 4 2020-12-13 0 0001347858 22nd Century Group, Inc. XXII 0001779921 ZERCHER MICHAEL 8560 MAIN ST., SUITE 4 WILLIAMSVILLE NY 14221 0 1 0 0 President and COO Common Stock 2020-12-13 4 F 0 18583 2.54 D 853953 D Stock option (right to buy) 1.07 2019-08-24 2026-08-24 Common Stock 250000 250000 D Stock option (right to buy) 1.07 2019-09-09 2026-08-24 Common Stock 300000 300000 D Stock option (right to buy) 1.07 2019-09-09 2026-08-24 Common Stock 100000 100000 D Stock option (right to buy) 1.39 2020-04-01 2027-05-24 Common Stock 68000 68000 D Stock option (right to buy) 2.76 2028-03-06 Common Stock 77875 77875 D Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. 51,917 stock options are currently exercisable, with 25,958 stock options exercisable on March 6, 2021. /s/ John J. Wolfel, Attorney-in-Fact for Michael Zercher 2020-12-15