0001567619-19-023289.txt : 20191217
0001567619-19-023289.hdr.sgml : 20191217
20191217181311
ACCESSION NUMBER: 0001567619-19-023289
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191213
FILED AS OF DATE: 20191217
DATE AS OF CHANGE: 20191217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZERCHER MICHAEL
CENTRAL INDEX KEY: 0001779921
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36338
FILM NUMBER: 191290813
MAIL ADDRESS:
STREET 1: 8560 MAIN STREET
STREET 2: SUITE 4
CITY: WILLIAMSVILLE
STATE: NY
ZIP: 14221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 22nd Century Group, Inc.
CENTRAL INDEX KEY: 0001347858
STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111]
IRS NUMBER: 980468420
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8560 MAIN STREET
STREET 2: SUITE 4
CITY: WILLIAMSVILLE
STATE: NY
ZIP: 14221
BUSINESS PHONE: (716) 270-1523
MAIL ADDRESS:
STREET 1: 8560 MAIN STREET
STREET 2: SUITE 4
CITY: WILLIAMSVILLE
STATE: NY
ZIP: 14221
FORMER COMPANY:
FORMER CONFORMED NAME: Touchstone Mining LTD
DATE OF NAME CHANGE: 20051222
4
1
doc1.xml
FORM 4
X0306
4
2019-12-13
0
0001347858
22nd Century Group, Inc.
XXII
0001779921
ZERCHER MICHAEL
8560 MAIN ST., SUITE 4
WILLIAMSVILLE
NY
14221
0
1
0
0
President and COO
Common Stock
2019-12-13
4
A
0
150000
0
A
206715
D
Stock option (right to buy)
1.07
2019-08-24
2026-08-24
Common Stock
250000
250000
D
Stock option (right to buy)
1.07
2019-09-09
2026-08-24
Common Stock
300000
300000
D
Stock option (right to buy)
1.07
2019-09-09
2026-08-24
Common Stock
100000
100000
D
Stock option (right to buy)
1.39
2027-05-24
Common Stock
68000
68000
D
Stock option (right to buy)
2.76
2028-03-06
Common Stock
77875
77875
D
Restricted stock units vest one-half on 12/13/2020 and one-half on 12/13/2021, subject to continued service.
45,333 stock options are currently exercisable, with the remainder exercisable on April 1, 2020.
25,959 stock options are currently exercisable, with 25,958 stock options exercisable on March 6, 2020 and March 6, 2021.
/s/ John J. Wolfel, Attorney-in-Fact for Michael Zercher
2019-12-17