0001567619-19-023289.txt : 20191217 0001567619-19-023289.hdr.sgml : 20191217 20191217181311 ACCESSION NUMBER: 0001567619-19-023289 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191213 FILED AS OF DATE: 20191217 DATE AS OF CHANGE: 20191217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZERCHER MICHAEL CENTRAL INDEX KEY: 0001779921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36338 FILM NUMBER: 191290813 MAIL ADDRESS: STREET 1: 8560 MAIN STREET STREET 2: SUITE 4 CITY: WILLIAMSVILLE STATE: NY ZIP: 14221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8560 MAIN STREET STREET 2: SUITE 4 CITY: WILLIAMSVILLE STATE: NY ZIP: 14221 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 8560 MAIN STREET STREET 2: SUITE 4 CITY: WILLIAMSVILLE STATE: NY ZIP: 14221 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 4 1 doc1.xml FORM 4 X0306 4 2019-12-13 0 0001347858 22nd Century Group, Inc. XXII 0001779921 ZERCHER MICHAEL 8560 MAIN ST., SUITE 4 WILLIAMSVILLE NY 14221 0 1 0 0 President and COO Common Stock 2019-12-13 4 A 0 150000 0 A 206715 D Stock option (right to buy) 1.07 2019-08-24 2026-08-24 Common Stock 250000 250000 D Stock option (right to buy) 1.07 2019-09-09 2026-08-24 Common Stock 300000 300000 D Stock option (right to buy) 1.07 2019-09-09 2026-08-24 Common Stock 100000 100000 D Stock option (right to buy) 1.39 2027-05-24 Common Stock 68000 68000 D Stock option (right to buy) 2.76 2028-03-06 Common Stock 77875 77875 D Restricted stock units vest one-half on 12/13/2020 and one-half on 12/13/2021, subject to continued service. 45,333 stock options are currently exercisable, with the remainder exercisable on April 1, 2020. 25,959 stock options are currently exercisable, with 25,958 stock options exercisable on March 6, 2020 and March 6, 2021. /s/ John J. Wolfel, Attorney-in-Fact for Michael Zercher 2019-12-17