0001567619-19-018271.txt : 20190913 0001567619-19-018271.hdr.sgml : 20190913 20190913163205 ACCESSION NUMBER: 0001567619-19-018271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190911 FILED AS OF DATE: 20190913 DATE AS OF CHANGE: 20190913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cornell James W CENTRAL INDEX KEY: 0001523111 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36338 FILM NUMBER: 191092913 MAIL ADDRESS: STREET 1: 5266 SENECA STREET CITY: WEST SENECA STATE: NY ZIP: 14224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8560 MAIN STREET STREET 2: SUITE 4 CITY: WILLIAMSVILLE STATE: NY ZIP: 14221 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 8560 MAIN STREET STREET 2: SUITE 4 CITY: WILLIAMSVILLE STATE: NY ZIP: 14221 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 4 1 doc1.xml FORM 4 X0306 4 2019-09-11 0 0001347858 22nd Century Group, Inc. XXII 0001523111 Cornell James W 5266 SENECA STREET WEST SENECA NY 14224 1 0 0 0 Common Stock 2019-09-11 4 A 0 108000 0 A 317947 D Non-Qualified Stock Option 2.21 2019-09-11 4 A 0 150000 0 A 2020-02-28 2024-09-11 Common Stock 150000 150000 D Non-Qualified Stock Option 2.76 2019-03-06 2023-03-06 Common Stock 51724 51724 D Non-Qualified Stock Option 1.39 2018-04-01 2022-05-24 Common Stock 100000 100000 D Non-Qualified Stock Option .95 2017-03-04 2021-03-04 Common Stock 138376 138376 D Non-Qualified Stock Option 1.43 2015-03-03 2020-03-03 Common Stock 100000 100000 D Non-Qualified Stock Option .8 2013-02-25 2023-02-25 Common Stock 50000 50000 D Non-Qualified Stock Option .69 2012-05-18 2022-05-18 Common Stock 60000 60000 D Restricted stock units vest 100% on February 28, 2020, and are subject is continued service by the Reporting Person with the Company. /s/ John Wolfel, Attorney-in-Fact for James W. Cornell 2019-09-13