0001567619-19-018149.txt : 20190911 0001567619-19-018149.hdr.sgml : 20190911 20190911162345 ACCESSION NUMBER: 0001567619-19-018149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190909 FILED AS OF DATE: 20190911 DATE AS OF CHANGE: 20190911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLEET CLIFFORD B CENTRAL INDEX KEY: 0001592081 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36338 FILM NUMBER: 191088550 MAIL ADDRESS: STREET 1: 6601 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8560 MAIN STREET STREET 2: SUITE 4 CITY: WILLIAMSVILLE STATE: NY ZIP: 14221 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 8560 MAIN STREET STREET 2: SUITE 4 CITY: WILLIAMSVILLE STATE: NY ZIP: 14221 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 4 1 doc1.xml FORM 4 X0306 4 2019-09-09 0 0001347858 22nd Century Group, Inc. XXII 0001592081 FLEET CLIFFORD B 22ND CENTURY GROUP, INC. 8560 MAIN STREET, SUITE 4 WILLIAMSVILLE NY 14221 1 1 0 0 President and CEO Common Stock 2019-09-09 4 A 0 350000 0 A 450000 D Stock Option (right to buy) 2.02 2019-09-09 4 A 0 450000 0 A 2029-09-09 Common Stock 450000 450000 D Restricted stock units ("RSUs") vested immediately with respect to 100,000 RSUs. The remaining 250,000 RSUs vest annually over a period of two years, subject to continued service by the Reporting Person with the Company. Stock option grant which vests one-third on each of August 2, 2020, August 2, 2021 and August 2, 2022, subject to continued service by the Reporting Person with the Company. /s/ Clifford B. Fleet by John J. Wolfel, attorney-in-fact 2019-09-11