0001567619-19-018149.txt : 20190911
0001567619-19-018149.hdr.sgml : 20190911
20190911162345
ACCESSION NUMBER: 0001567619-19-018149
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190909
FILED AS OF DATE: 20190911
DATE AS OF CHANGE: 20190911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FLEET CLIFFORD B
CENTRAL INDEX KEY: 0001592081
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36338
FILM NUMBER: 191088550
MAIL ADDRESS:
STREET 1: 6601 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 22nd Century Group, Inc.
CENTRAL INDEX KEY: 0001347858
STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111]
IRS NUMBER: 980468420
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8560 MAIN STREET
STREET 2: SUITE 4
CITY: WILLIAMSVILLE
STATE: NY
ZIP: 14221
BUSINESS PHONE: (716) 270-1523
MAIL ADDRESS:
STREET 1: 8560 MAIN STREET
STREET 2: SUITE 4
CITY: WILLIAMSVILLE
STATE: NY
ZIP: 14221
FORMER COMPANY:
FORMER CONFORMED NAME: Touchstone Mining LTD
DATE OF NAME CHANGE: 20051222
4
1
doc1.xml
FORM 4
X0306
4
2019-09-09
0
0001347858
22nd Century Group, Inc.
XXII
0001592081
FLEET CLIFFORD B
22ND CENTURY GROUP, INC.
8560 MAIN STREET, SUITE 4
WILLIAMSVILLE
NY
14221
1
1
0
0
President and CEO
Common Stock
2019-09-09
4
A
0
350000
0
A
450000
D
Stock Option (right to buy)
2.02
2019-09-09
4
A
0
450000
0
A
2029-09-09
Common Stock
450000
450000
D
Restricted stock units ("RSUs") vested immediately with respect to 100,000 RSUs. The remaining 250,000 RSUs vest annually over a period of two years, subject to continued service by the Reporting Person with the Company.
Stock option grant which vests one-third on each of August 2, 2020, August 2, 2021 and August 2, 2022, subject to continued service by the Reporting Person with the Company.
/s/ Clifford B. Fleet by John J. Wolfel, attorney-in-fact
2019-09-11