0001567619-19-006025.txt : 20190304 0001567619-19-006025.hdr.sgml : 20190304 20190304164342 ACCESSION NUMBER: 0001567619-19-006025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190228 FILED AS OF DATE: 20190304 DATE AS OF CHANGE: 20190304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDERS RICHARD M. CENTRAL INDEX KEY: 0001593976 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36338 FILM NUMBER: 19654441 MAIL ADDRESS: STREET 1: 1119 PIEDRA RONDO CITY: SANTA FE STATE: NM ZIP: 87501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 4 1 doc1.xml FORM 4 X0306 4 2019-02-28 0 0001347858 22nd Century Group, Inc. XXII 0001593976 SANDERS RICHARD M. 5655 PENNANT COURT CAPE CORAL FL 33914 1 0 0 0 Common Stock 2019-02-28 4 A 0 42000 2.41 A 97000 D Non-Qualified Stock Option 2.76 2023-03-06 Common Stock 51724 51724 D Non-Qualified Stock Option 1.39 2022-05-24 Common Stock 100000 100000 D Non-Qualified Stock Option .95 2017-03-04 2021-03-04 Common Stock 138376 138376 D Non-Qualified Stock Option 1.43 2016-03-03 2020-03-03 Common Stock 100000 100000 D Non-Qualified Stock Options which vest 100% on March 6, 2019. Non-Qualified Stock Options which vest 100% on April 1, 2018. Restricted stock units vest 100% on February 28, 2020, and are subject to continued service by the Reporting Person with the Company. /s/ Richard M. Sanders 2019-03-04