0001567619-19-006023.txt : 20190304 0001567619-19-006023.hdr.sgml : 20190304 20190304164045 ACCESSION NUMBER: 0001567619-19-006023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190228 FILED AS OF DATE: 20190304 DATE AS OF CHANGE: 20190304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODFUEHRER JOHN T CENTRAL INDEX KEY: 0001573515 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36338 FILM NUMBER: 19654387 MAIL ADDRESS: STREET 1: C/O 22ND CENTURY GROUP, INC. STREET 2: 9530 MAIN STREET CITY: CLARENCE STATE: NY ZIP: 14031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 4 1 doc1.xml FORM 4 X0306 4 2019-02-28 0 0001347858 22nd Century Group, Inc. XXII 0001573515 BRODFUEHRER JOHN T C/O 22ND CENTURY GROUP, INC. 8560 MAIN STREET, SUITE 4 WILLIAMSVILLE NY 14221 0 1 0 0 CFO & Treasurer Common Stock 2019-02-28 4 A 0 71000 2.41 A 333500 D Stock Option (Right to Buy) 2.76 2028-03-06 Common Stock 117146 117146 D Stock Option (Right to Buy) 1.39 2027-05-24 Common Stock 124000 124000 D Stock Option (Right to Buy) .95 2026-03-04 Common Stock 202128 202128 D Stock Option (Right to Buy) .96 2016-02-16 2025-02-16 Common Stock 194529 194529 D Stock option grant which vests one-third on each of March 6, 2019, March 6, 2020 and March 6, 2021. Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020. Stock option grant which vests one-third on each of March 4, 2017, March 4, 2018 and March 4, 2019. Restricted stock units vest one-third on February 28, 2020, February 28, 2021, and February 28, 2022, and are subject to continued service by the Reporting Person with the Company. /s/ John J. Wolfel, Attorney-in-Fact for John T. Brodfuehrer 2019-03-04