0001567619-19-006022.txt : 20190304
0001567619-19-006022.hdr.sgml : 20190304
20190304163931
ACCESSION NUMBER: 0001567619-19-006022
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190228
FILED AS OF DATE: 20190304
DATE AS OF CHANGE: 20190304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAMES THOMAS L.
CENTRAL INDEX KEY: 0001608342
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36338
FILM NUMBER: 19654370
MAIL ADDRESS:
STREET 1: C/O 22ND CENTURY GROUP, INC.
STREET 2: 9530 MAIN STREET
CITY: CLARENCE
STATE: NY
ZIP: 14031
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 22nd Century Group, Inc.
CENTRAL INDEX KEY: 0001347858
STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111]
IRS NUMBER: 980468420
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9530 MAIN STREET
CITY: CLARENCE,
STATE: NY
ZIP: 14031
BUSINESS PHONE: (716) 270-1523
MAIL ADDRESS:
STREET 1: 9530 MAIN STREET
CITY: CLARENCE,
STATE: NY
ZIP: 14031
FORMER COMPANY:
FORMER CONFORMED NAME: Touchstone Mining LTD
DATE OF NAME CHANGE: 20051222
4
1
doc1.xml
FORM 4
X0306
4
2019-02-28
0
0001347858
22nd Century Group, Inc.
XXII
0001608342
JAMES THOMAS L.
C/O 22ND CENTURY GROUP, INC.
8560 MAIN STREET, SUITE 4
WILLIMASVILLE
NY
14221
0
1
0
0
VP, General Counsel & Sec'y.
Common Stock
2019-02-28
4
A
0
78000
2.41
A
128000
D
Stock Option (Right to Buy)
2.76
2028-03-06
Common Stock
117146
117146
D
Stock Option Grant (Right to Buy)
1.39
2027-05-24
Common Stock
124000
124000
D
Stock Option Grant
.95
2026-03-04
Common Stock
136170
136170
D
Options to Purchase Common Stock
2.61
2017-05-01
2024-05-27
Common Stock
300000
300000
D
Stock Option (right to buy)
.96
2016-02-16
2025-02-16
Common Stock
197.568
197568
D
Stock option grant which vests one-third on each of March 6, 2019, March 6, 2020 and March 6, 2021.
Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020.
Stock option grant which vests one-third on each of March 4, 2017, March 4, 2018 and March 4, 2019.
Restricted stock units vest one-third on February 28, 2020, February 28, 2021, and February 28, 2022 and are subject to continued service by the Reporting Person with the Company.
/s/ John J. Wolfel, Attorney-in-Fact for Thomas L. James
2019-03-04