0001140361-18-016790.txt : 20180403
0001140361-18-016790.hdr.sgml : 20180403
20180403170548
ACCESSION NUMBER: 0001140361-18-016790
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180306
FILED AS OF DATE: 20180403
DATE AS OF CHANGE: 20180403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SICIGNANO HENRY III
CENTRAL INDEX KEY: 0001508753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36338
FILM NUMBER: 18734368
MAIL ADDRESS:
STREET 1: 8201 MAIN STREET
STREET 2: SUITE 6
CITY: WILLIAMSVILLE
STATE: NY
ZIP: 14221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 22nd Century Group, Inc.
CENTRAL INDEX KEY: 0001347858
STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111]
IRS NUMBER: 980468420
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9530 MAIN STREET
CITY: CLARENCE,
STATE: NY
ZIP: 14031
BUSINESS PHONE: (716) 270-1523
MAIL ADDRESS:
STREET 1: 9530 MAIN STREET
CITY: CLARENCE,
STATE: NY
ZIP: 14031
FORMER COMPANY:
FORMER CONFORMED NAME: Touchstone Mining LTD
DATE OF NAME CHANGE: 20051222
4
1
doc1.xml
FORM 4
X0306
4
2018-03-06
0
0001347858
22nd Century Group, Inc.
XXII
0001508753
SICIGNANO HENRY III
C/O 22ND CENTURY GROUP, INC.
8560 MAIN STREET
WILLIAMSVILLE
NY
14221
1
1
0
0
President and CEO
Common Stock
2509422
D
Common Stock
20000
I
Custodian for Minor Child
Common Stock
20000
I
IRA
Common Stock
2542347
I
Manager
Stock Option (Right to Buy)
2.76
2018-03-06
4
A
0
279553
2.76
A
2028-03-06
Common Stock
279553
279553
D
Stock Option (Right to Buy)
0.69
2012-05-18
2022-05-18
Common Stock
100000
100000
D
Stock Option (Right to Buy)
0.96
2016-02-16
2025-02-16
Common Stock
350000
350000
D
Stock Option (Right to Buy)
0.95
2026-03-04
Common Stock
425532
425532
D
Sock Option (Right to Buy)
1.39
2027-05-24
Common Stock
333000
333000
D
Shares are owned by Henry Sicignano III Group, LLC.
Stock option grant which vests one-third on March 6, 2019, March 6, 2020 and March 6, 2021.
Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020.
Stock option grant which vests one-third on each of March 4, 2017, March 4, 2018 and March 4, 2019.
/s/ John J. Wolfel, Attorney-in-Fact for Henry Sicignano, III
2018-04-03