0001140361-18-016785.txt : 20180403 0001140361-18-016785.hdr.sgml : 20180403 20180403165730 ACCESSION NUMBER: 0001140361-18-016785 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180306 FILED AS OF DATE: 20180403 DATE AS OF CHANGE: 20180403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cornell James W CENTRAL INDEX KEY: 0001523111 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36338 FILM NUMBER: 18734227 MAIL ADDRESS: STREET 1: 5266 SENECA STREET CITY: WEST SENECA STATE: NY ZIP: 14224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 4 1 doc1.xml FORM 4 X0306 4 2018-03-06 0 0001347858 22nd Century Group, Inc. XXII 0001523111 Cornell James W 5266 SENECA STREET WEST SENECA NY 14224 1 0 0 0 Common Stock 167947 D Non-Qualified Stock Option 2.76 2018-03-06 4 A 0 51724 2.76 A 2023-03-06 Common Stock 51724 51724 D Non-Qualified Stock Option 1.39 2022-05-24 Common Stock 100000 100000 D Non-Qualified Stock Option .95 2017-03-04 2021-03-04 Common Stock 138376 138376 D Non-Qualified Stock Option 1.43 2015-03-03 2020-03-03 Common Stock 100000 100000 D Non-Qualified Stock Option .8 2013-02-25 2023-02-25 Common Stock 50000 50000 D Non-Qualified Stock Option .69 2012-05-18 2022-05-18 Common Stock 60000 60000 D Non-Qualified Stock Options which vest 100% on March 6, 2019. Non-Qualified Stock Options which vest 100% on April 1, 2018. /s/ John Wolfel, Attorney-in-Fact for James W. Cornell 2018-04-03