0001140361-12-048710.txt : 20121126 0001140361-12-048710.hdr.sgml : 20121126 20121126164751 ACCESSION NUMBER: 0001140361-12-048710 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121126 FILED AS OF DATE: 20121126 DATE AS OF CHANGE: 20121126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SICIGNANO HENRY III CENTRAL INDEX KEY: 0001508753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54111 FILM NUMBER: 121224746 MAIL ADDRESS: STREET 1: 8201 MAIN STREET STREET 2: SUITE 6 CITY: WILLIAMSVILLE STATE: NY ZIP: 14221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 4 1 doc1.xml FORM 4 X0306 4 2012-11-26 0 0001347858 22nd Century Group, Inc. XXII.OB 0001508753 SICIGNANO HENRY III 9530 MAIN STREET CLARENCE NY 14031 1 1 1 0 CFO, President, Secretary Common Stock 2012-11-26 4 P 0 100000 0.17 A 1892603 D Common Stock 2012-11-26 4 P 0 100000 0.16 A 1992603 D Common Stock 15000 I Custodian for Minor Children Common Stock 20000 I IRA Common Stock 2542347 I Manager Warrant to Purchase 3 2011-01-25 2016-01-25 Common Stock 69564 69564 D Warrant to Purchase 1.5 2011-01-25 2016-01-25 Common Stock 15813 15813 I Manager Warrant to Purchase 3 2011-01-25 2016-01-25 Common Stock 784600 784600 I Manager Warrant to Purchase 1 2012-05-15 2017-05-15 Common Stock 20000 20000 D Warrant to Purchase 1 2012-11-09 2017-11-09 Common Stock 300000 300000 D Stock Option (right to buy) 0.69 2012-05-18 2022-05-18 Common Stock 100000 100000 D Shares are owned by Henry Sicignano III Group, LLC of which Mr. Sicignano is the Manager. s/ Thomas L. James, Attorney-in-Fact for Henry Sicignano, III 2012-11-26