X0603 D LIVE 0001347807 Advanced Equities Financial Corp 311 SOUTH WACKER DR STE 1650 CHICAGO IL 60606 (312) 377-5300 DELAWARE None None Corporation true 2008 Keith Daubenspeck 311 S. Wacker Dr. Suite 1650 Chicago IL 60606 Executive Officer Director Promoter Dwight O. Badger 311 S. Wacker Dr. Suite 1650 Chicago IL 60606 Executive Officer Director Promoter Gregg Glaser 1227 Mall Drive Richmond VA 23235 Executive Officer George Middlemas 311 S. Wacker Dr. Suite 1650 Chicago IL 60606 Director Lon Chow 311 S. Wacker Suite 1650 Chicago IL 60606 Director John Vosicky 311 S. Wacker Dr. Suite 1650 Chicago IL 60606 Director Robert Dods 311 S. Wacker Dr. Suite 1650 Chicago IL 60606 Director Ron Piasecki 311 S. Wacker Dr. Suite 1650 Chicago IL 60606 Director Robert Haveman 311 S. Wacker Dr. Suite 1650 Chicago IL 60606 Director Don Phillips 311 S. Wacker Dr. Suite 1650 Chicago IL 60606 Director Adam Antoniades 655 W. Broadway 11th Floor San Diego CA 92101 Executive Officer Other Banking and Financial Services Decline to Disclose 06 false 2010-01-20 false true true false 0 20000000 7500000 12500000 Series E Preferred Stock Offering false 2 0 0 2000000 true It is estimated that between $2,000,000 and $5,750,000 will be used to purchase common stock from the CEO and the Chairman of the Company. false Advanced Equities Financial Corp Amal S. Amin Amal S. Amin Assistant Secretary 2010-02-02