X0306
4
2019-07-11
0
0001426332
NGM BIOPHARMACEUTICALS INC
NGM
0001347769
COLUMN GROUP L P
1700 OWENS STREET
SUITE 500
SAN FRANCISCO
CA
94158
0
0
1
0
0001600420
COLUMN GROUP II, LP
1700 OWENS STREET
SUITE 500
SAN FRANCISCO
CA
94158
0
0
1
0
0001614627
COLUMN GROUP GP, LP
1700 OWENS STREET
SUITE 500
SAN FRANCISCO
CA
94158
0
0
1
0
0001645340
Column Group Management LP
1700 OWENS STREET, SUITE 500
SAN FRANCISCO
CA
94158
0
0
1
0
0001645333
Column Group II GP, LP
1700 OWENS STREET, SUITE 500
SAN FRANCISCO
CA
94158
0
0
1
1
General Partner
0001707230
PONOI CAPITAL, LP
1700 OWENS STREET
SUITE 500
SAN FRANCISCO
CA
94158
0
0
1
0
0001720702
Ponoi Management, LLC
1700 OWENS STREET
SUITE 500
SAN FRANCISCO
CA
94158
0
0
1
1
General Partner
0001732601
Ponoi Capital II, LP
1700 OWENS STREET
STE 500
SAN FRANCISCO
CA
94158
0
0
1
0
0001746488
Ponoi II Management, LLC
1700 OWENS STREET, SUITE 500
SAN FRANCISCO
CA
94158
0
0
1
1
General Partner
0001614186
Kutzkey Tim
1700 OWENS STREET
SUITE 500
SAN FRANCISCO
CA
94158
0
0
1
1
Managing Partner
Common Stock
2019-07-11
4
P
0
10870
13.8686
A
2135870
D
Common Stock
2019-07-12
4
P
0
21014
13.8843
A
2156884
D
Common Stock
13569091
D
Common Stock
15000
D
Consists of 5,435 shares of Common Stock held directly by Ponoi Capital, LP ("Ponoi LP") and 5,435 shares of Common Stock held directly by Ponoi Capital II, LP ("Ponoi II LP").
The securities are directly held by Ponoi LP, and indirectly held by Ponoi Management, LLC ("Ponoi LLC"), the general partner of Ponoi LP. The managing partners of Ponoi LLC are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of Ponoi LLC may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
The securities are directly held by Ponoi II LP, and indirectly held by Ponoi II Management, LLC ("Ponoi II LLC"), the general partner of Ponoi II LP. The managing partners of Ponoi II LLC are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of Ponoi II LLC may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
Consists of 10,507 shares of Common Stock held directly by Ponoi LP and 10,507 shares of Common Stock held directly by Ponoi II LP.
Consists of 1,078,442 shares of Common Stock held directly by Ponoi LP and 1,078,442 shares of Common Stock held directly by Ponoi II LP.
Consists of 11,103,333 shares of Common Stock held directly by The Column Group, LP ("TCG LP"), 2,265,758 shares of Common Stock held directly by The Column Group II, LP ("TCG II LP"), 100,000 shares of Common Stock held directly by The Column Group GP, LP ("TCG GP") and 100,000 shares of Common Stock held directly by The Column Group Management, LP ("TCGM LP").
The securities are directly held by TCG LP, and indirectly held by TCG GP, the general partner of TCG LP. The managing partners of TCG GP are David Goeddel and Peter Svennilson. The managing partners of TCG GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
The securities are directly held by TCG II LP, and indirectly held by The Column Group II GP, LP ("TCG II GP"), the general partner of TCG II LP. The managing partners of TCG II GP are David Goeddel and Peter Svennilson. The managing partners of TCG II GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
The securities are directly held by TCG GP. The managing partners of TCG GP are David Goeddel and Peter Svennilson. The managing partners of TCG GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
The securities are directly held by TCGM LP. The managing partners of TCGM LP are David Goeddel and Peter Svennilson. The managing partners of TCGM LP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
These securities are owned solely by Tim Kutzkey.
/s/ Jennifer J. Carlson, Attorney-in-Fact
2019-07-15