X0202 3/A 2006-01-25 2006-01-25 0 0001335249 HIGHBURY FINANCIAL INC HBRF 0001347653 Cameron R Bruce 535 MADISON AVENUE, 19TH FLOOR NEW YORK NY 10022 1 1 1 0 Chairman of the Board Common Stock 189167 D Common Stock 851250 I As Managing Member of Broad Hollow LLC Subject to Call Option (obligation to sell) 0.61 Common Stock 9458 D Call Option (right to buy) 0.61 Common Stock 86250 I As Managing Member of Broad Hollow LLC Call Option (right to buy) 0.61 Common Stock 86250 I As Managing Member of Broad Hollow LLC Warrant 5 Common Stock 33334 D Warrant 5 Common Stock 150000 I As Managing Member of Broad Hollow LLC As Managing Member of Broad Hollow LLC the reporting person disclaims all beneficial ownership in such shares, except to the extent that the reporting person has a pecuniary interest in such shares. Broad Hollow LLC has the right to call up to this number of shares during the 30-day period following the closing of the Issuer's initial business combination. Broad Hollow LLC has the right to call up to this number of shares during the 30-day period following the closing of an initial business combination by the Issuer. Upon resignation of R. Bradley Forth from Berkshire Capital LLC for any reason or upon termination of his employment with Berkshire Capital LLC for cause, Broad Hollow LLC has the right to purchase all unvested shares during the 30-day period following such resignation or termination. The shares held by Mr. Forth vest as follows: 50% on the closing of the Issuer's initial business combination, and 25% on each of the first and second anniversary of such business combination; provided that if a second business combination is consummated prior to the second anniversary of the initial business combination, all such shares vest upon the closing of such second business combination. The warrants are exercisable on the later of the closing of the initial business combination of the Issuer and January 25, 2007. As Managing Member of Broad Hollow LLC the reporting person disclaims all beneficial ownership in such securities, except to the extent the reporting person has a pecuniary interest in such shares. /s/ R. Bruce Cameron 2007-01-31