-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vwf6GKycqMlqKZCFZdXZhgZbYT/31lgzt6Mhbg5CvPMHBe2M9fGbwGPUH/y8dguE nQbUNbPsvceF/hD1Kq1+VA== 0001140361-09-019701.txt : 20090825 0001140361-09-019701.hdr.sgml : 20090825 20090825172142 ACCESSION NUMBER: 0001140361-09-019701 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090821 FILED AS OF DATE: 20090825 DATE AS OF CHANGE: 20090825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roffman Edward CENTRAL INDEX KEY: 0001342073 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33695 FILM NUMBER: 091034640 MAIL ADDRESS: STREET 1: 4000 BRIDGEWAY STREET 2: SUITE 101 CITY: SAUSALITO STATE: CA ZIP: 94965 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Akeena Solar, Inc. CENTRAL INDEX KEY: 0001347452 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 205132054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16005 LOS GATOS BLVD CITY: LOS GATOS STATE: CA ZIP: 95032 BUSINESS PHONE: 408-395-7774 MAIL ADDRESS: STREET 1: 16005 LOS GATOS BLVD CITY: LOS GATOS STATE: CA ZIP: 95032 FORMER COMPANY: FORMER CONFORMED NAME: Fairview Energy Corporation, Inc. DATE OF NAME CHANGE: 20051220 4 1 doc1.xml FORM 4 X0303 4 2009-08-21 0 0001347452 Akeena Solar, Inc. AKNS 0001342073 Roffman Edward 16005 LOS GATOS BLVD. LOS GATOS CA 95032 1 0 0 0 Common Stock, $0.001 par value 2009-08-21 4 A 0 17094 1.17 A 75094 D Stock Option (Right to Buy) 1.17 2009-08-21 4 A 0 20000 0 A 2009-11-21 2014-08-20 Common Stock 20000 20000 D These shares of common stock were granted pursuant to the Akeena Solar, Inc. 2006 Stock Incentive Plan (the ?Plan?) on August 21, 2009. These shares are scheduled to vest in equal quarterly installments over a one year period from the date of grant. Mr. Roffman is entitled to vote such restricted shares, subject to forfeiture in accordance with the terms of the grant. Consists of non-qualified stock options granted pursuant to the Plan, which shall vest in equal quarterly installments over a period of one year, subject to forfeiture in accordance with the terms of the grant. /s/ Edward Roffman 2009-08-25 -----END PRIVACY-ENHANCED MESSAGE-----