0001193125-19-035289.txt : 20190212 0001193125-19-035289.hdr.sgml : 20190212 20190212113432 ACCESSION NUMBER: 0001193125-19-035289 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190212 DATE AS OF CHANGE: 20190212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Chaparral Energy, Inc. CENTRAL INDEX KEY: 0001346980 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 731590941 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-90375 FILM NUMBER: 19588998 BUSINESS ADDRESS: STREET 1: 701 CEDAR LAKE BOULEVARD CITY: OKLAHOMA CITY STATE: OK ZIP: 73114 BUSINESS PHONE: (405) 478-8770 MAIL ADDRESS: STREET 1: 701 CEDAR LAKE BOULEVARD CITY: OKLAHOMA CITY STATE: OK ZIP: 73114 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PPM AMERICA INC/IL CENTRAL INDEX KEY: 0000898417 IRS NUMBER: 363714794 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 225 W WACKER DR STREET 2: STE 1200 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126342500 MAIL ADDRESS: STREET 1: 225 W WACKER DR STREET 2: SUITE 1200 CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G 1 d706227dsc13g.htm PPM AMERICA, INC. PPM America, Inc.

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.    )*

 

 

Chaparral Energy, Inc.

(Name of Issuer)

Class A Common Stock par value $0.01 per share

(Title of Class of Securities)

15942R208

(CUSIP Number)

31st December 2018

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

☐ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No.: 15942R208

 

  1.  

Names of Reporting Persons:

 

PPM America, Inc.            36-3714794

  2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☐

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization:

 

United States

Number of Shares Beneficially Owned By Each Reporting Person With:    5.    

Sole Voting Power:

 

2,546,166

   6.   

Shared Voting Power:

 

0

   7.   

Sole Dispositive Power:

 

2,546,166

   8.   

Shared Dispositive Power:

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

2,546,166

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

 

11.  

Percent of Class Represented by Amount in Row (9):

 

6.60%

12.  

Type of Reporting Person (See Instructions):

 

IA

 

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  Item 1.     
  (a)      Name of Issuer:
   Chaparral Energy, Inc.
  (b)      Address of Issuer’s Principal Executive Offices:
  

701 Cedar Lake Blvd Oklahoma City,

  

OK 73114

  Item 2.     
  (a)      Name of Person Filing:
   PPM America, Inc.
  (b)      Address of Principal Business Office or, if none, Residence:
  

225 W Wacker Dr. Ste 1200 Chicago,

  

IL 60606

  (c)      Citizenship:
  

United States

  (d)      Title of Class of Securities:
  

Class A Common Stock par value $0.01 per share

  (e)      CUSIP Number:
  

15942R208

  Item 3.      If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
   (a)  

☐    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

   (b)  

☐    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

   (c)  

☐    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

   (d)  

☐    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

   (e)  

☒    An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

   (f)  

☐    An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

   (g)  

☐    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

   (h)  

☐    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

   (i)  

☐    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

   (j)  

☐    A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J).

   (k)  

☐    Group, in accordance with §240.13d-1(b)(1)(ii)(K).

 

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Item 4.    Ownership.
   Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
   PPM America, Inc.
   (a)    Amount beneficially owned:
      2,546,166
   (b)    Percent of class:
      6.60%
   (c)    Number of shares as to which the person has:
   (i)    Sole power to vote or to direct the vote:
      2,546,166
   (ii)    Shared power to vote or to direct the vote:
      0
   (iii)    Sole power to dispose or to direct the disposition of:
      2,546,166
   (iv)    Shared power to dispose or to direct the disposition of:
      0
Item 5.    Ownership of Five Percent or Less of a Class.
   Not Applicable.
Item 6.    Ownership of More than Five Percent on Behalf of Another Person.
   Not Applicable.
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
   Not Applicable.
Item 8.    Identification and Classification of Members of the Group.
   Not Applicable.
Item 9.    Notice of Dissolution of Group.
   Not Applicable.
Item 10.    Certification.
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

4


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 11, 2019      
    PPM America, Inc.
    By:  

/s/ Thomas Barrus

    Name:   Thomas Barrus
    Title:   Vice President, Chief Compliance Officer

 

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