Chaparral Energy, Inc.
|
(Name of Issuer)
|
Class A common stock, par value $0.01 per share
|
(Title of Class of Securities)
|
15942R208
|
(CUSIP Number)
|
July 17, 2019
|
(Date of Event Which Requires Filing of this Statement)
|
CUSIP No. 15942R208
|
1
|
NAMES OF REPORTING PERSON
|
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Sunrise Partners Limited Partnership
|
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||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
||||
(a)☐
|
|||||
(b)☒
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|
|||
3
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SEC USE ONLY
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|||
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Cayman Islands
|
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|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
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|
||||
6
|
SHARED VOTING POWER
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
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|
||
☐
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|
|||
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|
||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
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||
5.09%(1)
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|
|||
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|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
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||
PN
|
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|||
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CUSIP No. 15942R208
|
1
|
NAMES OF REPORTING PERSON
|
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||
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|
|||
Paloma International, L.P.
|
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|
|||
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|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
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||
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|
|||
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|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
5.09%(1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
|
||
PN, HC
|
|
|
|||
|
|
CUSIP No. 15942R208
|
1
|
NAMES OF REPORTING PERSON
|
|
|
||
|
|
||||
Paloma Partners Management Company
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
5.09%(1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
|
||
CO, IA
|
|
|
|||
|
|
CUSIP No. 15942R208
|
1
|
NAMES OF REPORTING PERSON
|
|
|
||
|
|
|
|||
Paloma Partners Advisors LP
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
5.09%(1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
|
||
PN, IA
|
|
|
|||
|
|
CUSIP No. 15942R208
|
1
|
NAMES OF REPORTING PERSON
|
|
|
||
|
|
||||
Paloma Partners Advisors, Inc.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
5.09%(1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
|
||
CO, HC
|
|
|
|||
|
|
CUSIP No. 15942R208
|
1
|
NAMES OF REPORTING PERSON
|
|
|
||
|
|
||||
Gregory Hayt |
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States of America
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
5.09%(1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
|
||
IN, HC
|
|
|
|||
|
|
CUSIP No. 15942R208
|
1
|
NAMES OF REPORTING PERSON
|
|
|
||
|
|
|
|||
S. Donald Sussman
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States of America
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
2,358,654
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
5.09%(1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
|
||
IN, HC
|
|
|
|||
|
|
CUSIP No. 15942R208
|
Item 1(a). | Name of Issuer: |
Item 1(b). | Address of Issuer's Principal Executive Offices: |
Item 2(a). | Name of Person Filing: |
Item 2(b). | Address of Principal Business Office or, if none, Residence: |
Item 2(c). | Citizenship: |
Item 2(d). | Title of Class of Securities: |
Item 2(e). | CUSIP Number: |
CUSIP No. 15942R208
|
Item 3. | If This Statement Is Filed Pursuant to Sections 240.13d-1(b) or |
(a) | ☐ Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); |
(b) | ☐ Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) | ☐ Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) | ☐ Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
(e) | ☐ Investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); |
(f) | ☐ Employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); |
(g) | ☐ Parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); |
(h) | ☐ Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) | ☐ Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | ☐ A non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J); |
(k) | ☐ Group, in accordance with Section 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____________________________ . |
Item 4. | Ownership. |
(a) | Amount beneficially owned: |
(b) | Percent of class: |
(c) | Number of shares as to which the person has: |
CUSIP No. 15942R208
|
Item 5. | Ownership of Five Percent or Less of a Class. |
Item 6. | Ownership of More Than Five Percent on Behalf of Another Person. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
Item 8. | Identification and Classification of Members of the Group. |
Item 9. | Notice of Dissolution of Group. |
Item 10.
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Certification.
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||
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SUNRISE PARTNERS LIMITED PARTNERSHIP
|
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|
|
|
|
By: Paloma International L.P., parent holder
By: Paloma Partners Management Company, general partner
By:
|
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/s/ DOUGLAS W. AMBROSE
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By: Douglas W. Ambrose
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Title: Executive Vice President
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PALOMA INTERNATIONAL, L.P.
|
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By: Paloma Partners Management Company, general partner
By:
|
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/s/ DOUGLAS W. AMBROSE
|
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By: Douglas W. Ambrose
|
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Title: Executive Vice President
|
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PALOMA PARTNERS MANAGEMENT COMPANY
|
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By:
|
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/s/ DOUGLAS W. AMBROSE
|
|
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By: Douglas W. Ambrose
|
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Title: Executive Vice President
|
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PALOMA PARTNERS ADVISORS LP
|
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By: Paloma Partners Advisors, Inc., general partner
By:
|
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/s/ S. DONALD SUSSMAN
|
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By: S. Donald Sussman
|
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Title: President
|
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PALOMA PARTNERS ADVISORS INC.
|
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By:
|
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/s/ S. DONALD SUSSMAN
|
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By: S. Donald Sussman
|
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Title: President
|
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GREGORY HAYT
|
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/s/ GREGORY HAYT
|
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Gregory Hayt
|
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S. DONALD SUSSMAN
|
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/s/ S. DONALD SUSSMAN
|
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|
S. Donald Sussman
|
|
July 25, 2019
|
|
|
(Date)
|
|
|
|
|
|
SUNRISE PARTNERS LIMITED PARTNERSHIP
By: Paloma International L.P., parent holder
By: Paloma Partners Management Company, general partner
By:
/s/ DOUGLAS W. AMBROSE
|
|
|
By: Douglas W. Ambrose
Title: Executive Vice President
|
|
|
|
|
|
|
|
|
PALOMA INTERNATIONAL, L.P.
By Paloma Partners Management Company, general partner
By:
|
|
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/s/ DOUGLAS W. AMBROSE
|
|
|
By: Douglas W. Ambrose
|
|
|
Title: Executive Vice President
|
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PALOMA PARTNERS MANAGEMENT COMPANY
|
|
|
|
|
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By:
|
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|
|
|
|
/s/ DOUGLAS W. AMBROSE
|
|
|
By: Douglas W. Ambrose
|
|
|
Title: Executive Vice President
|
|
PALOMA PARTNERS ADVISORS LP
|
|
|
|
|
|
By: Paloma Partners Advisors, Inc., general partner
|
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|
|
|
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By:
|
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|
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/s/ S. DONALD SUSSMAN
|
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By: S. Donald Sussman
|
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Title: President
|
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PALOMA PARTNERS ADVISORS INC.
|
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By:
|
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/s/ S. DONALD SUSSMAN
|
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By: S. Donald Sussman
|
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Title: President
|
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|
|
GREGORY HAYT
|
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/s/ GREGORY HAYT
|
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Gregory Hayt
|
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S. DONALD SUSSMAN
|
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/s/ S. DONALD SUSSMAN
|
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|
S. Donald Sussman
|
|
July 25, 2019
|
|
|
(Date)
|
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|
|
|
SUNRISE PARTNERS LIMITED PARTNERSHIP
|
|
|
|
|
|
By: Paloma International L.P., parent holder
|
|
|
|
|
|
By Paloma Partners Management Company, general partner
|
|
|
|
|
|
By:
|
|
|
|
|
|
/s/ DOUGLAS W. AMBROSE
|
|
|
By: Douglas W. Ambrose
|
|
|
Title: Executive Vice President
|
|
|
|
|
|
|
|
|
PALOMA INTERNATIONAL, L.P.
|
|
|
|
|
|
By Paloma Partners Management Company, general partner
|
|
|
|
|
|
By:
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/s/ DOUGLAS W. AMBROSE
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By: Douglas W. Ambrose
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Title: Executive Vice President
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PALOMA PARTNERS MANAGEMENT COMPANY
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By:
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/s/ DOUGLAS W. AMBROSE
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By: Douglas W. Ambrose
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Title: Executive Vice President
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PALOMA PARTNERS ADVISORS LP
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By: Paloma Partners Advisors, Inc., general partner
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By:
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/s/ S. DONALD SUSSMAN
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By: S. Donald Sussman
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Title: President
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PALOMA PARTNERS ADVISORS INC.
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By:
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/s/ S. DONALD SUSSMAN
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By: S. Donald Sussman
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Title: President
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GREGORY HAYT
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/s/ GREGORY HAYT
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Gregory Hayt
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S. DONALD SUSSMAN
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/s/ S. DONALD SUSSMAN
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S. Donald Sussman
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