The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ARC GROUP WORLDWIDE INC | COM | 00213H105 | 132 | 36,299 | SH | SOLE | 36,299 | 0 | 0 | ||
| CABLE ONE INC | COM | 12685J105 | 3,821 | 6,542 | SH | SOLE | 6,542 | 0 | 0 | ||
| COLONY CAP INC | CL A | 19624R106 | 2,844 | 156,000 | SH | SOLE | 156,000 | 0 | 0 | ||
| COLONY CAP INC | CONV PFD-C | 19624R403 | 480 | 19,389 | SH | SOLE | 19,389 | 0 | 0 | ||
| DHX MEDIA LTD | SHS VAR VTG | 252406608 | 2,764 | 534,700 | SH | SOLE | 534,700 | 0 | 0 | ||
| GORES HLDGS INC | CL A | 382866101 | 2,160 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| HUDSON TECHNOLOGIES INC | COM | 444144109 | 5,108 | 768,100 | SH | SOLE | 768,100 | 0 | 0 | ||
| INTEVAC INC | COM | 461148108 | 5,862 | 993,621 | SH | SOLE | 993,621 | 0 | 0 | ||
| NORTHSTAR RLTY FIN CORP | COM | 66704R803 | 683 | 51,880 | SH | SOLE | 51,880 | 0 | 0 | ||
| PENDRELL CORP | COM | 70686R104 | 1,346 | 1,963,985 | SH | SOLE | 1,963,985 | 0 | 0 | ||
| PHARMATHENE INC | COM | 71714G102 | 2,818 | 971,664 | SH | SOLE | 971,664 | 0 | 0 | ||
| PRGX GLOBAL INC | COM NEW | 69357C503 | 5,103 | 1,083,365 | SH | SOLE | 1,083,365 | 0 | 0 | ||
| STONECASTLE FINL CORP | COM | 861780104 | 2,084 | 111,649 | SH | SOLE | 111,649 | 0 | 0 | ||
| XO GROUP INC | COM | 983772104 | 6,077 | 314,400 | SH | SOLE | 314,400 | 0 | 0 | ||
| ZEDGE INC | CL B | 98923T104 | 684 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||