0000899243-23-020405.txt : 20231115
0000899243-23-020405.hdr.sgml : 20231115
20231115210611
ACCESSION NUMBER: 0000899243-23-020405
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231113
FILED AS OF DATE: 20231115
DATE AS OF CHANGE: 20231115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Northern Right Capital Management, L.P.
CENTRAL INDEX KEY: 0001346543
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39832
FILM NUMBER: 231412251
BUSINESS ADDRESS:
STREET 1: 9 OLD KINGS HWY. S.
STREET 2: 4TH FLOOR
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: (203) 951-6084
MAIL ADDRESS:
STREET 1: 9 OLD KINGS HWY. S.
STREET 2: 4TH FLOOR
CITY: DARIEN
STATE: CT
ZIP: 06820
FORMER NAME:
FORMER CONFORMED NAME: Becker Drapkin Management, L.P.
DATE OF NAME CHANGE: 20100824
FORMER NAME:
FORMER CONFORMED NAME: SRB Management, L.P.
DATE OF NAME CHANGE: 20051209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BC Advisors LLC
CENTRAL INDEX KEY: 0001349003
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39832
FILM NUMBER: 231412249
BUSINESS ADDRESS:
STREET 1: 500 CRESCENT COURT
STREET 2: SUITE 230
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: (214) 756-6016
MAIL ADDRESS:
STREET 1: 500 CRESCENT COURT
STREET 2: SUITE 230
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Northern Right Capital (QP), L.P.
CENTRAL INDEX KEY: 0001451722
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39832
FILM NUMBER: 231412250
BUSINESS ADDRESS:
STREET 1: 9 OLD KINGS HWY. S.
STREET 2: 4TH FLOOR
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: (203) 951-5440
MAIL ADDRESS:
STREET 1: 9 OLD KINGS HWY. S.
STREET 2: 4TH FLOOR
CITY: DARIEN
STATE: CT
ZIP: 06820
FORMER NAME:
FORMER CONFORMED NAME: BECKER DRAPKIN PARTNERS (QP), L.P.
DATE OF NAME CHANGE: 20100820
FORMER NAME:
FORMER CONFORMED NAME: SRB GREENWAY OPPORTUNITY FUND (QP) LP
DATE OF NAME CHANGE: 20081209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Group, Inc.
CENTRAL INDEX KEY: 0001831096
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 853622015
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET, SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: (617) 375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET, SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-11-13
0
0001831096
Great Elm Group, Inc.
GEG
0001346543
Northern Right Capital Management, L.P.
9 OLD KINGS HWY. S.
4TH FLOOR
DARIEN
CT
06820
0
0
1
1
Member of 13D 10% Group
0001451722
Northern Right Capital (QP), L.P.
C/O NORTHERN RIGHT CAPITAL MANAGEMENT,
L.P., 9 OLD KINGS HWY S., 4TH FLOOR
DARIEN
CT
06820
0
0
1
0
0001349003
BC Advisors LLC
C/O NORTHERN RIGHT CAPITAL MANAGEMENT,
L.P., 9 OLD KINGS HWY S., 4TH FLOOR
DARIEN
CT
06820
0
0
1
0
0
Common Stock
2023-11-13
4
P
0
14438
1.9471
A
3984222
I
See Footnote
Common Stock
2023-11-14
4
P
0
185562
1.9881
A
4169784
I
See Footnote
Common Stock
2023-11-15
4
P
0
23384
1.9894
A
4193168
I
See Footnote
Represents 12,306 shares of common stock of GEG purchased by Northern Right Capital (QP), L.P. ("Northern Right QP") and 2,132 shares of common stock of GEG purchased by managed accounts (the "Managed Accounts") on behalf of investment advisory clients of Northern Right Capital Management, L.P. ("Northern Right Management"). Northern Right Management acts as the investment manager for the Managed Accounts.
Represents 157,711 shares of common stock of GEG purchased by Northern Right QP and 27,851 shares of common stock of GEG purchased by the Managed Accounts on behalf of investment advisory clients of Northern Right Management. Northern Right Management acts as the investment manager for the Managed Accounts.
Represents 19,878 shares of common stock of GEG purchased by Northern Right QP and 3,506 shares of common stock of GEG purchased by the Managed Accounts on behalf of investment advisory clients of Northern Right Management. Northern Right Management acts as the investment manager for the Managed Accounts.
Northern Right QP beneficially owns and has the power to vote or to direct the vote of 2,279,478 shares of common stock of GEG. The Managed Accounts, on behalf of certain investment advisory clients of Northern Right Management, beneficially own 1,913,690 shares of common stock of GEG.
As general partner and investment manager of Northern Right QP, Northern Right Management may be deemed to be the beneficial owner of the securities held by Northern Right QP. As the investment manager of the Managed Accounts, Northern Right Management may also be deemed to be the beneficial owner of the securities held by such accounts. As the general partner of Northern Right Management, BC Advisors, LLC may be deemed to be the beneficial owner of the securities beneficially owned (or deemed beneficially owned) by Northern Right Management.
(Continued footnote 5) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein that may be beneficially owned by any of the other Reporting Persons, in each case, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
The Reporting Persons are jointly filing this Form 4.
Northern Right Capital Management, L.P.
By: BC Advisors, LLC, its general partner By: /s/ Adam Cina, attorney-in-fact for authorized signatory
2023-11-15
Northern Right Capital (QP), L.P.By: Northern Right Capital Management, L.P., its general partner
2023-11-15
By: BC Advisors, LLC, its general partner By: /s/ Adam Cina, attorney-in-fact for authorized signatory
2023-11-15
BC Advisors, LLC By: /s/ Adam Cina, attorney-in-fact for authorized signatory
2023-11-15