0001969171-23-000014.txt : 20231020 0001969171-23-000014.hdr.sgml : 20231020 20231020112749 ACCESSION NUMBER: 0001969171-23-000014 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231020 DATE AS OF CHANGE: 20231020 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NewtekOne, Inc. CENTRAL INDEX KEY: 0001587987 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 463755188 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-36742 FILM NUMBER: 231336431 BUSINESS ADDRESS: STREET 1: 4800 T REX AVENUE STREET 2: SUITE 120 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: 212-356-9500 MAIL ADDRESS: STREET 1: 4800 T REX AVENUE STREET 2: SUITE 120 CITY: BOCA RATON STATE: FL ZIP: 33431 FORMER COMPANY: FORMER CONFORMED NAME: Newtek Business Services Corp. DATE OF NAME CHANGE: 20130930 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Mulia Salvatore Francis CENTRAL INDEX KEY: 0001346166 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 4 WHITNEY STREET EXTENSION CITY: WESTPORT STATE: CT ZIP: 06880 144 1 primary_doc.xml 144 0001346166 XXXXXXXX LIVE 0001587987 NewtekOne, Inc. 001-36742 4800 T REX AVENUE SUITE 120 BOCA RATON FL 33431 212-356-9500 Mulia Salvatore Francis Director Common Ameriprise Financial

2865 Ameriprise Financial Center Minneapolis MN 55474

750 10275.00 24670890 10/20/2023 NASDAQ Common 11/13/2013 Stock Award NewtekOne Inc N 750 11/13/2013 Stock Award N Salvatore Mulia

6384 Costa Circle Naples FL 34113

Common 09/21/2023 750 11535.00 Sale made as part of 10B5-1 Plan 10/20/2023 06/20/2023 /s/ Alexander Meginnes as a duly authorized representative of Ameriprise Financial Services Inc, as attorney-in-fact for Salvatore Mulia