0001209191-23-059539.txt : 20231222 0001209191-23-059539.hdr.sgml : 20231222 20231222135939 ACCESSION NUMBER: 0001209191-23-059539 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231221 FILED AS OF DATE: 20231222 DATE AS OF CHANGE: 20231222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mulia Salvatore Francis CENTRAL INDEX KEY: 0001346166 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36742 FILM NUMBER: 231509050 MAIL ADDRESS: STREET 1: 4 WHITNEY STREET EXTENSION CITY: WESTPORT STATE: CT ZIP: 06880 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NewtekOne, Inc. CENTRAL INDEX KEY: 0001587987 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 463755188 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 T REX AVENUE STREET 2: SUITE 120 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: 212-356-9500 MAIL ADDRESS: STREET 1: 4800 T REX AVENUE STREET 2: SUITE 120 CITY: BOCA RATON STATE: FL ZIP: 33431 FORMER COMPANY: FORMER CONFORMED NAME: Newtek Business Services Corp. DATE OF NAME CHANGE: 20130930 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-21 0 0001587987 NewtekOne, Inc. NEWT 0001346166 Mulia Salvatore Francis 4800 T-REX AVENUE SUITE 120 BOCA RATON FL 33431 1 0 0 0 1 Common stock 2023-12-21 4 S 0 750 14.34 D 59253 D Pursuant to 10b5-1 plan adopted by the Reporting Person on June 20, 2023. Salvatore Mulia 2023-12-22