0000899243-22-037515.txt : 20221202 0000899243-22-037515.hdr.sgml : 20221202 20221202190014 ACCESSION NUMBER: 0000899243-22-037515 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221201 FILED AS OF DATE: 20221202 DATE AS OF CHANGE: 20221202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAPIRO MARK S CENTRAL INDEX KEY: 0001345978 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40373 FILM NUMBER: 221443380 MAIL ADDRESS: STREET 1: C/O RED ZONE LLC STREET 2: 21300 REDSKIN PARK DRIVE CITY: ASHBURN STATE: VA ZIP: 20147 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Endeavor Group Holdings, Inc. CENTRAL INDEX KEY: 0001766363 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 833340169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9601 WILSHIRE BOULEVARD, 3RD FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: (310) 285-9000 MAIL ADDRESS: STREET 1: 9601 WILSHIRE BOULEVARD, 3RD FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90210 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-12-01 0 0001766363 Endeavor Group Holdings, Inc. EDR 0001345978 SHAPIRO MARK S 9601 WILSHIRE BOULEVARD, 3RD FLOOR BEVERLY HILLS CA 90210 0 1 0 0 President Class X Common Stock 2022-12-01 4 C 0 387266 0.00 A 476030 D Class X Common Stock 2022-12-01 4 D 0 387266 0.00 D 88764 D Class A Common Stock 2022-12-01 4 C 0 387266 0.00 A 435000 D Class A Common Stock 2022-12-01 4 S 0 435000 22.1426 D 0 D Units of Executive Holdco 2022-12-01 4 C 0 387266 0.00 D Units of Endeavor Operating Company 387266 2284982 D Units of Endeavor Operating Company 2022-12-01 4 C 0 387266 0.00 A Class A Common Stock 387266 476030 D Units of Endeavor Operating Company 2022-12-01 4 C 0 387266 0.00 D Class A Common Stock 387266 88764 D This Form 4 relates to the redemption of common units issued Endeavor Executive PIU Holdco, LLC for an equal number of limited liability company units of Endeavor Operating Company, LLC ("OpCo Units") and paired shares of Class X Common Stock of the Issuer, and subsequently an exchange of such OpCo Units and shares of Class X Common Stock for an equal number of shares of Class A Common Stock. The disposition of Class X Common Stock reported reflects the cancellation for no consideration of a number of shares of Class X Common Stock upon the exchange of an equal number of OpCo Units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.95 to $22.47. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each of the units is exchangeable on a 1-for-1 basis for OpCo Units and an equal number of paired shares of Class X Common Stock of the Issuer. The OpCo Units are exchangeable by the holder on a 1-for-1 basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Upon exchange, an equal number of shares of Class X Common Stock will automatically be cancelled. Includes common units from the recapitalization in May 2021 of profits units that were previously reported by the Reporting Person into an equal number of common units issued by Endeavor Executive PIU Holdco, LLC. /s/ Robert Hilton, Attorney-in-fact 2022-12-02