-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CrPU6x10ObSJl+161vEHsb6nca2jXRxr6WRpKydHDLyGOngIDkBAzKiZ06R1Yxg+ tww/ieDih598B1aO9fBjXA== 0001140361-07-007329.txt : 20070404 0001140361-07-007329.hdr.sgml : 20070404 20070404213236 ACCESSION NUMBER: 0001140361-07-007329 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070402 FILED AS OF DATE: 20070404 DATE AS OF CHANGE: 20070404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lednicky Lynn A CENTRAL INDEX KEY: 0001345815 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-139221 FILM NUMBER: 07750482 BUSINESS ADDRESS: BUSINESS PHONE: 713-507-6400 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET STREET 2: SUITE 5800 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNEGY INC. CENTRAL INDEX KEY: 0001379895 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 205653152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 5800 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 507-6400 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 5800 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Inc.. DATE OF NAME CHANGE: 20070404 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc.. DATE OF NAME CHANGE: 20070403 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc. DATE OF NAME CHANGE: 20061102 4 1 doc1.xml FORM 4 X0202 4 2007-04-02 0 0001379895 DYNEGY INC. DYN 0001345815 Lednicky Lynn A 1000 LOUISIANA SUITE 5800 HOUSTON TX 77002 0 1 0 0 Executive Vice President Class A common stock 2007-04-02 4 A 0 39631 A 39631 D Class A common stock 2007-04-02 4 A 0 6257 A 6257 I By 401(k) Plan Class A common stock 2007-04-02 4 A 0 28956 0 A 68587 D Class A common stock 2007-04-02 4 F 0 8787 9.67 D 59800 D Employee Stock Option (Right to Buy) 11.19 2007-04-02 4 A 0 16953 A 2007-04-02 2007-06-27 Class A common stock 16953 16953 D Employee Stock Option (Right to Buy) 13.04 2007-04-02 4 A 0 13086 A 2007-04-02 2007-11-13 Class A common stock 13086 13086 D Employee Stock Option (Right to Buy) 4.10 2007-04-02 4 A 0 13800 A 2007-04-02 2008-05-06 Class A common stock 13800 13800 D Employee Stock Option (Right to Buy) 10.51 2007-04-02 4 A 0 1 A 2007-04-02 2008-05-06 Class A common stock 1 1 D Employee Stock Option (Right to Buy) 1.47 2007-04-02 4 A 0 9936 A 2007-04-02 2008-11-19 Class A common stock 9936 9936 D Employee Stock Option (Right to Buy) 10.01 2007-04-02 4 A 0 10499 A 2007-04-02 2008-11-19 Class A common stock 10499 10499 D Employee Stock Option (Right to Buy) 16.62 2007-04-02 4 A 0 20542 A 2007-04-02 2009-11-19 Class A common stock 20542 20542 D Employee Stock Option (Right to Buy) 34.65 2007-04-02 4 A 0 13527 A 2007-04-02 2011-09-29 Class A common stock 13527 13527 D Employee Stock Option (Right to Buy) 47.19 2007-04-02 4 A 0 23582 A 2007-04-02 2011-01-19 Class A common stock 23582 23582 D Employee Stock Option (Right to Buy) 23.85 2007-04-02 4 A 0 33935 A 2007-04-02 2011-12-21 Class A common stock 33935 33935 D Employee Stock Option (Right to Buy) 1.77 2007-04-02 4 A 0 30000 A 2007-04-02 2013-02-04 Class A common stock 30000 30000 D Employee Stock Option (Right to Buy) 4.48 2007-04-02 4 A 0 20941 A 2007-04-02 2014-02-10 Class A common stock 20941 20941 D Employee Stock Option (Right to Buy) 4.30 2007-04-02 4 A 0 33743 A 2007-04-02 2015-01-19 Class A common stock 33743 33743 D Employee Stock Option (Right to Buy) 4.88 2007-04-02 4 A 0 114943 A 2007-04-02 2016-03-16 Class A common stock 114943 114943 D Employee Stock Option (Right to Buy) 9.67 2007-04-02 4 A 0 114053 0 A 2017-04-02 Class A common stock 114053 114053 D On April 2, 2007, Dynegy Inc., expected to be renamed Dynegy Illinois Inc. (the ?Predecessor?), merged into a wholly owned subsidiary (the ?Merger?) of Dynegy Acquisition, Inc., now known as Dynegy Inc. (the ?Issuer?). In connection with the Merger, each share of Predecessor common stock was converted into the right to receive one share of Issuer common stock. Rounded. Reflects shares held for the Reporting Person?s account by the Trustee of the Dynegy Inc. 401(k) Savings Plan as of April 2, 2007. The grants of the options and restricted stock were approved by a committee of the Issuer?s board of directors on April 2, 2007. Restricted stock grant pursuant to Rule 16b-3(d). The stock vests in full on April 2, 2010. These shares were withheld by the Issuer to pay the taxes applicable to the vesting of 30,854 shares of restricted stock on April 2, 2007 in connection with the Merger. Each Predecessor stock option was converted into one Issuer stock option, with the same terms and conditions applicable to the Predecessor stock option, at the effective time of the Merger. Option grant pursuant to Rule 16b-3(d). The option becomes exercisable in three equal annual installments beginning April 2, 2008. /s/ Heidi D. Lewis, Attorney-in-Fact 2007-04-04 -----END PRIVACY-ENHANCED MESSAGE-----