0001345471-11-000106.txt : 20110815
0001345471-11-000106.hdr.sgml : 20110815
20110815165148
ACCESSION NUMBER: 0001345471-11-000106
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trian Fund Management, L.P.
CENTRAL INDEX KEY: 0001345471
IRS NUMBER: 203454182
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12039
FILM NUMBER: 111037314
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-451-3000
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
tfmlpmarch.txt
TRIAN FUND MANAGEMENT, L.P., JUNE 30, 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
------------------------
Check here if Amendment [ ]; Amendment Number:
-------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Trian Fund Management, L.P.
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Address: 280 Park Avenue, 41st Floor
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New York, NY 10017
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Form 13F File Number: 028-12039
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter W. May
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Title: Member of its General Partner
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Phone: 212-451-3000
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Signature, Place, and Date of Signing:
/s/PETER W. MAY New York, New York 8/15/11
------------------------ ------------------------------ --------
[Signature] [City, State] [Date]
Commencing with the Form 13F filed for the quarter ended March 31, 2011, certain
of the "Other Included Managers" listed below are named on this Form but no
longer hold investment discretion over any shares listed in the Information
Table. This is due to the requirement that a manager continue to file Form 13F
for the first three calendar quarters of the year following the year in which it
held investment discretion over the requisite amount of "Section 13(f)
securities."
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a
portion are reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 11
-------------
Form 13F Information Table Entry Total: 21
-------------
Form 13F Information Table Value Total: $2,784,659
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- ------
01 28-11639 Nelson Peltz
02 28-11640 Peter W. May
03 28-11641 Edward P. Garden
04 28-12038 Trian Partners Parallel Fund I
General Partner, LLC
05 28-14024 Trian Partners Strategic Investment
Fund General Partner, LLC
06 28-14023 Trian Partners Strategic Investment
Fund GP, L.P.
07 28-11992 Trian Partners General Partner, LLC
08 28-11993 Trian Partners GP, L.P.
09 28-12040 Trian Fund Management GP, LLC
10 28-13614 Trian Credit Partners General Partner, LLC
11 28-13613 Trian Credit Partners GP, L.P.
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------- -------- -------- -------- -------- -------- -------- --------
VALUE SHARES/OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
----------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ----
Wendys Arbys Group Inc. COM 950587105 388,479 76,623,145 SH Defined 1,2,3,9 76,623,145
Heinz HJ Co. COM 423074103 109,082 2,047,334 SH Defined 1,2,3,9 2,047,334
Tiffany & Co. NEW COM 886547108 398,967 5,081,091 SH Defined 1,2,3,9 5,081,091
Family Dlr Stores Inc COM 307000109 325,355 6,190,159 SH Defined 1,2,3,9 6,190,159
Kraft Foods Inc. CL A 50075N104 609,872 17,311,152 SH Defined 1,2,3,9 17,311,152
Legg Mason Inc. COM 524901105 368,791 11,257,370 SH Defined 1,2,3,9 11,257,370
State Str Corp COM 857477103 277,004 6,143,366 SH Defined 1,2,3,9 6,143,366
Peets Coffee & Tea Inc. COM 705560100 17,310 300,000 SH Defined 1,2,3,9 300,000
Corelogic Inc. COM 21871D103 22,497 1,346,343 SH Defined 1,2,3,9 1,346,343
Consol Energy Inc. COM 20854P109 33,921 699,700 SH Defined 1,2,3,9 699,700
Dominos Pizza Inc. COM 25754A201 151,440 6,000,000 SH Defined 1,2,3,9 6,000,000
Belo Corp. COM SER A 080555105 2,184 290,000 SH Defined 1,2,3,9 290,000
Las Vegas Sands Corp. COM 517834107 1,688 40,000 SH Defined 1,2,3,9 40,000
Istar Finl Inc COM 45031U101 2,675 329,900 SH Defined 1,2,3,9 329,900
Istar Final Inc COM 45031U101 811 100,000 SH CALL Defined 1,2,3,9 100,000
SPDR S&P 500 ETF TR TR UNIT 78462F103 59,387 450,000 SH PUT Defined 1,2,3,9 450,000
Lin TV Corp. CL A 532774106 2,715 557,462 SH Defined 1,2,3,9 557,462
Time Warner Cable Inc. COM 88732J207 1,639 21,000 SH Defined 1,2,3,9 21,000
LyondellBasell Industries N SHS-A N53745100 6,028 156,500 SH Defined 1,2,3,9 156,500
Charter Communications Inc. D CL A NEW 16117M305 2,828 52,111 SH Defined 1,2,3,9 52,111
SPDR Gold Trust Gold SHS 78463V107 1,986 13,600 SH Defined 1,2,3,9 13,600