-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OBzEXQJW+lzQyByPVNERCB7Dzu+f3t34gz5Y7iDHkzJn47NCkzRNJj1JtwJysZsY +IuwSryUGh692MZWzrDoUQ== 0001179110-10-004612.txt : 20100305 0001179110-10-004612.hdr.sgml : 20100305 20100305170822 ACCESSION NUMBER: 0001179110-10-004612 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100303 FILED AS OF DATE: 20100305 DATE AS OF CHANGE: 20100305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARFMAN DALE C CENTRAL INDEX KEY: 0001354152 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51838 FILM NUMBER: 10661520 MAIL ADDRESS: STREET 1: 16480 REDDINGTON DRIVE CITY: REDDINGTON BEACH STATE: FL ZIP: 33708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBAL TRAFFIC NETWORK, INC. CENTRAL INDEX KEY: 0001344907 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 331117834 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 800 SECOND AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-896-1255 MAIL ADDRESS: STREET 1: 800 SECOND AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 edgar.xml FORM 4 - X0303 4 2010-03-03 0 0001344907 GLOBAL TRAFFIC NETWORK, INC. GNET 0001354152 ARFMAN DALE C 16480 REDDINGTON DRIVE REDDINGTON BEACH FL 33708 1 0 1 0 Common Stock 26132 I By Spouse Common Stock 33471 I By Spouse, as trustee Common Stock 2010-03-03 4 A 0 20000 A 1997706 D Common Stock 2010-03-04 4 S 0 11100 5.3183 D 1986606 D Common Stock 2010-03-05 4 S 0 3000 5.3208 D 1983606 D By Spouse as trustee of certain trusts, one of which is for the benefit of the Reporting Person's son. The Reporting Person disclaims beneficial ownership of these shares. All sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan. Grant of restricted stock. Restrictions lapse as to 6,667 shares on each of March 3, 2011 and March 3, 2012, and as to 6,666 shares on March 3, 2013. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.14 to $5.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.04 to $5.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. /s/ Dale C. Arfman 2010-03-05 -----END PRIVACY-ENHANCED MESSAGE-----