X0303 4 2010-10-01 0000053669 JOHNSON CONTROLS INC JCI 0001344887 Harvey Charles A 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201-0591 0 1 0 0 Vice President Common Stock 37823.985 D Common Stock 7664.377 I By 401(k) Plan Trust Employee Stock Option (Right to Buy) 30.54 2010-10-01 4 A 0 40000 0 A 2012-10-01 2020-10-01 Common Stock 40000 40000 D Phantom Stock Units/Annual Incentive Plan Common Stock 2797.019 2797.019 D Phantom Stock Units - Restricted Stock Plan Common Stock 6615.996 6615.996 D Phantom Stock Units - Restricted Stock Plan Common Stock 285.561 285.561 D Employee Stock Option (Right to Buy) 17.5167 2005-11-19 2013-11-19 Common Stock 40698 40698 D Employee Stock Option (Right to Buy) 20.5633 2006-11-17 2014-11-17 Common Stock 35700 35700 D Employee Stock Option (Right to Buy) 22.5617 2007-11-16 2015-11-16 Common Stock 72000 72000 D Employee Stock Option (Right to Buy) 23.965 2008-10-02 2016-10-02 Common Stock 60000 60000 D Employee Stock Option (Right to Buy) 40.21 2009-10-01 2017-10-01 Common Stock 42000 42000 D Employee Stock Option (Right to Buy) 28.79 2010-10-01 2018-10-01 Common Sstock 54000 54000 D Includes 4,500 shares of restricted stock which vest on November 1, 2011. The reporting person's holdings include 175.851 shares acquired under the issuer's dividend reinvestment and common stock purchase plan since the reporting person's last report. These shares were acquired pursuant to the employee stock purchase plan provisions of the dividend reinvestment and common stock purchase plan, which acquisitions are exempt from Section 16. The number of underlying securities is based on the stock fund balance on September 30, 2010. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a September 30, 2010, stock fund price of $30.50 per share. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. The phantom stock units were accrued under the Johnson Controls Annual Incentive Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company and may be transferred by the reporting person into an alternative investment account at any time. Includes 11.941 phantom stock units acquired throught the reinvestment of dividends on October 4, 2010 at $30.32 per phantom stock unit. Includes an award of 6,500 restricted stock units granted on November 2, 2009, which vest as follows: 3,250 units on November 2, 2011, and 3,250 units on November 2, 2013. The phantom stock units representing the award and the dividends relating to the units are to be settled 100% in cash, pending vesting. Vested units may be transferred by the reporting person into an alternative investment account at any time. Includes 28.246 phantom stock units acquired throught the reinvestment of dividends on October 4, 2010 at $30.32 per phantom stock unit. The restricted stock units represent the reinvestment of dividends which are accruing under the Johnson Controls Deferred Restricted Stock Plan and are to be settled 100% in cash upon the vesting of the Restricted Stock Grant to which they relate. Includes 20.431 phantom stock units acquired throught the reinvestment of dividends on October 4, 2010 at $30.32 per phantom stock unit. Angela M. Blair, Attorney-in-Fact for Charles A. Harvey 2010-10-05