X0303 4 2010-07-02 0000053669 JOHNSON CONTROLS INC JCI 0001344887 Harvey Charles A 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201-0591 0 1 0 0 Vice President Common Stock 2010-07-02 4 A 0 93.078 26.8592 A 37648.134 D Common Stock 7702.487 I By 401(k) Plan Trust Phantom Stock Units/Annual Incentive Plan Common Stock 2785.078 2785.078 D Phantom Stock Units - Restricted Stock Plan Common Stock 6587.75 6587.75 D Phantom Stock Units - Restricted Stock Plan Common Stock 265.13 265.13 D Employee Stock Option (Right to Buy) 17.5167 2005-11-19 2013-11-19 Common Stock 40698 40698 D Employee Stock Option (Right to Buy) 20.5633 2006-11-17 2014-11-17 Common Stock 35700 35700 D Employee Stock Option (Right to Buy) 22.5617 2007-11-16 2015-11-16 Common Stock 72000 72000 D Employee Stock Option (Right to Buy) 23.965 2008-10-02 2016-10-02 Common Stock 60000 60000 D Employee Stock Option (Right to Buy) 40.21 2009-10-01 2017-10-01 Common Stock 42000 42000 D Employee Stock Option (Right to Buy) 28.79 2010-10-01 2018-10-01 Common Sstock 54000 54000 D Includes 4,500 shares of restricted stock which vest on November 1, 2011. Includes 100.604 shares acquired through the reinvestment of dividends on July 2, 2010, at a price of $26.8592 per share. The number of underlying securities is based on the stock fund balance on April 5, 2010. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a July 2, 2010, stock fund price of $26.88 per share. Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. The phantom stock units were accrued under the Johnson Controls Annual Incentive Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company and may be transferred by the reporting person into an alternative investment account at any time. Includes 13.405 shares acquired through the reinvestment of dividends on July 2, 2010, at a price of $26.88 per phantom stock unit. Includes an award of 6,500 restricted stock units granted on November 2, 2009, which vest as follows: 3,250 units on November 2, 2011, and 3,250 units on November 2, 2013. The phantom stock units representing the award and the dividends relating to the units are to be settled 100% in cash, pending vesting. Vested units may be transferred by the reporting person into an alternative investment account at any time. Includes 31.706 phantom stock units acquired through the reinvestment of dividends on July 2, 2010, at a price of $26.88 per phantom stock unit. The restricted stock units represent the reinvestment of dividends which are accruing under the Johnson Controls Deferred Restricted Stock Plan and are to be settled 100% in cash upon the vesting of the Restricted Stock Grant to which they relate. Includes 22.935 phantom stock units acquired through the reinvestment of dividends on July 2, 2010, at a price of $26.88 per phantom stock unit. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Angela M. Blair, Attorney-in-Fact for Charles A. Harvey 2010-07-07