0001172661-14-001716.txt : 20141112 0001172661-14-001716.hdr.sgml : 20141111 20141112103046 ACCESSION NUMBER: 0001172661-14-001716 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141112 EFFECTIVENESS DATE: 20141112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regiment Capital Management LLC CENTRAL INDEX KEY: 0001344703 IRS NUMBER: 043411614 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11560 FILM NUMBER: 141212028 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-488-1600 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001344703 XXXXXXXX 09-30-2014 09-30-2014 false Regiment Capital Management LLC

222 Berkeley Street 12th Floor Boston MA 02116

13F HOLDINGS REPORT 028-11560 N Derek Meisner 617-488-1600 /s/ Derek Meisner Boston MA 11-12-2014 0 21 595815 INFORMATION TABLE 2 infotable.xml ALPHA NATURAL RESOURCES INC COM 02076X102 2976 1200000 SH SOLE 1200000 0 0 APOLLO TACTICAL INCOME FD IN COM 037638103 3028 175000 SH SOLE 175000 0 0 AXIALL CORP COM 05463D100 21486 600000 SH SOLE 600000 0 0 BARNES & NOBLE INC COM 067774109 39480 2000000 SH Call SOLE 2000000 0 0 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 7286 434235 SH SOLE 434235 0 0 FOREST OIL CORP COM PAR $0.01 346091705 4180 3572890 SH SOLE 3572890 0 0 GENERAL MTRS CO COM 37045V100 33895 1061200 SH Call SOLE 1061200 0 0 HALCON RES CORP COM NEW 40537Q209 9108 2300000 SH SOLE 2300000 0 0 HALCON RES CORP COM NEW 40537Q209 28414 7175300 SH Call SOLE 7175300 0 0 MCDERMOTT INTL INC COM 580037109 13227 2312365 SH SOLE 2312365 0 0 MILLER ENERGY RES INC COM 600527105 935 212500 SH Put SOLE 212500 0 0 NAVIOS MARITIME HOLDINGS INC COM Y62196103 27271 4545203 SH SOLE 4545203 0 0 PEABODY ENERGY CORP COM 704549104 37464 3026200 SH Call SOLE 3026200 0 0 PROSHARES TR REAL EST NEW 11 74348A871 1299 79666 SH SOLE 79666 0 0 SAFE BULKERS INC COM Y7388L103 23310 3500000 SH SOLE 3500000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 246275 1250000 SH Put SOLE 1250000 0 0 TALISMAN ENERGY INC COM 87425E103 28545 3300000 SH Call SOLE 3300000 0 0 UTI WORLDWIDE INC ORD G87210103 13802 1298411 SH SOLE 1298411 0 0 VALERO ENERGY CORP NEW COM 91913Y100 17564 379600 SH Call SOLE 379600 0 0 WCI CMNTYS INC COM PAR $0.01 92923C807 12738 690756 SH SOLE 690756 0 0 WILLBROS GROUP INC DEL COM 969203108 23532 2825000 SH SOLE 2825000 0 0