0001172661-14-001295.txt : 20140801 0001172661-14-001295.hdr.sgml : 20140801 20140801095004 ACCESSION NUMBER: 0001172661-14-001295 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140801 DATE AS OF CHANGE: 20140801 EFFECTIVENESS DATE: 20140801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regiment Capital Management LLC CENTRAL INDEX KEY: 0001344703 IRS NUMBER: 043411614 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11560 FILM NUMBER: 141008388 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-488-1600 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001344703 XXXXXXXX 06-30-2014 06-30-2014 false Regiment Capital Management LLC

222 Berkeley Street 12th Floor Boston MA 02116

13F HOLDINGS REPORT 028-11560 N Derek Meisner 617-488-1600 /s/ Derek Meisner Boston MA 08-01-2014 0 19 439241 INFORMATION TABLE 2 infotable.xml ALPHA NATURAL RESOURCES INC COM 02076X102 4452 1200000 SH SOLE 1200000 0 0 APOLLO TACTICAL INCOME FD IN COM 037638103 10545 575000 SH SOLE 575000 0 0 AXIALL CORP COM 05463D100 28362 600000 SH SOLE 600000 0 0 BARNES & NOBLE INC COM 067774109 29529 1295700 SH Call SOLE 1295700 0 0 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 25322 1424996 SH SOLE 1424996 0 0 FOREST OIL CORP COM PAR $0.01 346091705 9120 4000000 SH SOLE 4000000 0 0 GENERAL MTRS CO COM 37045V100 38522 1061200 SH Call SOLE 1061200 0 0 HALCON RES CORP COM NEW 40537Q209 52308 7175300 SH Call SOLE 7175300 0 0 HALCON RES CORP COM NEW 40537Q209 7290 1000000 SH SOLE 1000000 0 0 MCDERMOTT INTL INC COM 580037109 20225 2500000 SH SOLE 2500000 0 0 MILLER ENERGY RES INC COM 600527105 1360 212500 SH Put SOLE 212500 0 0 NAVIOS MARITIME HOLDINGS INC COM Y62196103 45997 4545203 SH SOLE 4545203 0 0 PEABODY ENERGY CORP COM 704549104 49478 3026200 SH Call SOLE 3026200 0 0 PROSHARES TR REAL EST NEW 11 74348A871 1245 79666 SH SOLE 79666 0 0 SAFE BULKERS INC COM Y7388L103 34160 3500000 SH SOLE 3500000 0 0 UTI WORLDWIDE INC ORD G87210103 18095 1750000 SH SOLE 1750000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 19018 379600 SH Call SOLE 379600 0 0 WCI CMNTYS INC COM PAR $0.01 92923C807 13338 690756 SH SOLE 690756 0 0 WILLBROS GROUP INC DEL COM 969203108 30875 2500000 SH SOLE 2500000 0 0