0001172661-14-000959.txt : 20140509 0001172661-14-000959.hdr.sgml : 20140509 20140509115350 ACCESSION NUMBER: 0001172661-14-000959 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140509 DATE AS OF CHANGE: 20140509 EFFECTIVENESS DATE: 20140509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regiment Capital Management LLC CENTRAL INDEX KEY: 0001344703 IRS NUMBER: 043411614 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11560 FILM NUMBER: 14827706 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-488-1600 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001344703 XXXXXXXX 03-31-2014 03-31-2014 false Regiment Capital Management LLC
222 Berkeley Street 12th Floor Boston MA 02116
13F HOLDINGS REPORT 028-11560 N
Derek Meisner General Counsel & Chief Compliance Officer 617-488-1600 /s/ Derek Meisner Boston MA 05-09-2014 0 21 462477
INFORMATION TABLE 2 infotable.xml ALPHA NATURAL RESOURCES INC COM 02076X102 5100 1200000 SH SOLE 1200000 0 0 APOLLO ED GROUP INC CL A 037604105 26611 777180 SH SOLE 777180 0 0 APOLLO TACTICAL INCOME FD IN COM 037638103 10258 575000 SH SOLE 575000 0 0 AXIALL CORP COM 05463D100 26952 600000 SH SOLE 600000 0 0 BIOSCRIP INC COM 09069N108 2941 421400 SH SOLE 421400 0 0 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 25251 1424996 SH SOLE 1424996 0 0 EXCO RESOURCES INC COM 269279402 4512 805705 SH SOLE 805705 0 0 FOREST OIL CORP COM PAR $0.01 346091705 3437 1799690 SH SOLE 1799690 0 0 GENERAL MTRS CO COM 37045V100 43411 1261200 SH Call SOLE 1261200 0 0 HALCON RES CORP COM NEW 40537Q209 31069 7175300 SH Call SOLE 7175300 0 0 HALCON RES CORP COM NEW 40537Q209 4330 1000000 SH SOLE 1000000 0 0 MILLER ENERGY RES INC COM 600527105 1250 212500 SH Put SOLE 212500 0 0 NABORS INDUSTRIES LTD SHS G6359F103 53666 2177100 SH Call SOLE 2177100 0 0 NAVIOS MARITIME HOLDINGS INC COM Y62196103 44770 4545203 SH SOLE 4545203 0 0 NEWFIELD EXPL CO COM 651290108 29372 936600 SH Call SOLE 936600 0 0 PEABODY ENERGY CORP COM 704549104 49448 3026200 SH Call SOLE 3026200 0 0 PROSHARES TR REAL EST NEW 11 74348A871 1436 79666 SH SOLE 79666 0 0 RADIOSHACK CORP COM 750438103 2332 1100000 SH SOLE 1100000 0 0 SAFE BULKERS INC COM Y7388L103 33320 3500000 SH SOLE 3500000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 49362 929600 SH Call SOLE 929600 0 0 WCI CMNTYS INC COM PAR $0.01 92923C807 13649 690756 SH SOLE 690756 0 0