0001172661-14-000959.txt : 20140509
0001172661-14-000959.hdr.sgml : 20140509
20140509115350
ACCESSION NUMBER: 0001172661-14-000959
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140509
DATE AS OF CHANGE: 20140509
EFFECTIVENESS DATE: 20140509
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Regiment Capital Management LLC
CENTRAL INDEX KEY: 0001344703
IRS NUMBER: 043411614
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11560
FILM NUMBER: 14827706
BUSINESS ADDRESS:
STREET 1: 222 BERKELEY STREET
STREET 2: 12TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-488-1600
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET
STREET 2: 12TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001344703
XXXXXXXX
03-31-2014
03-31-2014
false
Regiment Capital Management LLC
222 Berkeley Street
12th Floor
Boston
MA
02116
13F HOLDINGS REPORT
028-11560
N
Derek Meisner
General Counsel & Chief Compliance Officer
617-488-1600
/s/ Derek Meisner
Boston
MA
05-09-2014
0
21
462477
INFORMATION TABLE
2
infotable.xml
ALPHA NATURAL RESOURCES INC
COM
02076X102
5100
1200000
SH
SOLE
1200000
0
0
APOLLO ED GROUP INC
CL A
037604105
26611
777180
SH
SOLE
777180
0
0
APOLLO TACTICAL INCOME FD IN
COM
037638103
10258
575000
SH
SOLE
575000
0
0
AXIALL CORP
COM
05463D100
26952
600000
SH
SOLE
600000
0
0
BIOSCRIP INC
COM
09069N108
2941
421400
SH
SOLE
421400
0
0
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
25251
1424996
SH
SOLE
1424996
0
0
EXCO RESOURCES INC
COM
269279402
4512
805705
SH
SOLE
805705
0
0
FOREST OIL CORP
COM PAR $0.01
346091705
3437
1799690
SH
SOLE
1799690
0
0
GENERAL MTRS CO
COM
37045V100
43411
1261200
SH
Call
SOLE
1261200
0
0
HALCON RES CORP
COM NEW
40537Q209
31069
7175300
SH
Call
SOLE
7175300
0
0
HALCON RES CORP
COM NEW
40537Q209
4330
1000000
SH
SOLE
1000000
0
0
MILLER ENERGY RES INC
COM
600527105
1250
212500
SH
Put
SOLE
212500
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
53666
2177100
SH
Call
SOLE
2177100
0
0
NAVIOS MARITIME HOLDINGS INC
COM
Y62196103
44770
4545203
SH
SOLE
4545203
0
0
NEWFIELD EXPL CO
COM
651290108
29372
936600
SH
Call
SOLE
936600
0
0
PEABODY ENERGY CORP
COM
704549104
49448
3026200
SH
Call
SOLE
3026200
0
0
PROSHARES TR
REAL EST NEW 11
74348A871
1436
79666
SH
SOLE
79666
0
0
RADIOSHACK CORP
COM
750438103
2332
1100000
SH
SOLE
1100000
0
0
SAFE BULKERS INC
COM
Y7388L103
33320
3500000
SH
SOLE
3500000
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
49362
929600
SH
Call
SOLE
929600
0
0
WCI CMNTYS INC
COM PAR $0.01
92923C807
13649
690756
SH
SOLE
690756
0
0