0001172661-12-000523.txt : 20120510 0001172661-12-000523.hdr.sgml : 20120510 20120510154405 ACCESSION NUMBER: 0001172661-12-000523 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120510 DATE AS OF CHANGE: 20120510 EFFECTIVENESS DATE: 20120510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regiment Capital Management LLC CENTRAL INDEX KEY: 0001344703 IRS NUMBER: 043411614 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11560 FILM NUMBER: 12830063 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-488-1600 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 Regiment1Q12.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Regiment Capital Management, LLC Address: 222 Berkeley Street, 12th Floor Boston, MA 02116 13F File Number: 028-11560 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marc Volpe Title: Chief Compliance Officer Phone: 617-488-1600 Signature, Place, and Date of Signing: /s/ Marc Volpe Boston, MA May 10, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 15 Form 13F Information Table Value Total: $398,109 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- BP PLC SPONSORED ADR 055622104 67500 1500000 SH CALL SOLE 1500000 0 0 DISH NETWORK CORP CL A 25470M109 54828 1665000 SH SOLE 1665000 0 0 ECHOSTAR CORP CL A 278768106 4429 157386 SH SOLE 157386 0 0 EXCO RESOURCES INC COM 269279402 3293 496693 SH SOLE 496693 0 0 FASTENAL CO COM 311900104 78456 1450200 SH PUT SOLE 1450200 0 0 GENERAL MTRS CO COM 37045V100 276 10766 SH SOLE 10766 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 44292 556427 SH SOLE 556427 0 0 MI DEVS INC COM 55304X104 8648 250000 SH SOLE 250000 0 0 MUELLER WTR PRODS INC COM SER A 624758108 16650 5000000 SH SOLE 5000000 0 0 NAVIOS MARITIME HOLDINGS INC COM Y62196103 8837 2104162 SH SOLE 2104162 0 0 NRG ENERGY INC COM NEW 629377508 1998 127500 SH SOLE 127500 0 0 PROSHARES TR REAL EST NEW 11 74348A871 2353 79666 SH SOLE 79666 0 0 RESEARCH IN MOTION LTD COM 760975102 14700 1000000 SH SOLE 1000000 0 0 WALGREEN CO COM 931422109 36631 1093800 SH CALL SOLE 1093800 0 0 WALGREEN CO COM 931422109 55218 1648800 SH SOLE 1648800 0 0