0001172661-12-000198.txt : 20120214 0001172661-12-000198.hdr.sgml : 20120214 20120214120558 ACCESSION NUMBER: 0001172661-12-000198 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regiment Capital Management LLC CENTRAL INDEX KEY: 0001344703 IRS NUMBER: 043411614 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11560 FILM NUMBER: 12605277 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-488-1600 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 reg4q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Regiment Capital Management, LLC Address: 222 Berkeley Street 12th Floor Boston, MA 02116 13F File Number: 028-11560 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marc Volpe Title: Chief Compliance Officer Phone: 617-488-1600 Signature, Place, and Date of Signing: /s/ Marc Volpe Boston, MA February 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 14 Form 13F Information Table Value Total: $378,857 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- BP PLC SPONSORED ADR 055622104 64110 1500000 SH CALL SOLE 1500000 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541w209 105222 1507900 SH PUT SOLE 1507900 0 0 DISH NETWORK CORP CL A 25470M109 47419 1665000 SH SOLE 1665000 0 0 ECHOSTAR CORP CL A 278768106 3296 157386 SH SOLE 157386 0 0 GENERAL MTRS CO COM 37045V100 218 10766 SH SOLE 10766 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 37334 575427 SH SOLE 575427 0 0 MGM RESORTS INTERNATIONAL COM 552953101 4600 441000 SH PUT SOLE 441000 0 0 MI DEVS INC COM 55304X104 7995 250000 SH SOLE 250000 0 0 MUELLER WTR PRODS INC COM SER A 624758108 12200 5000000 SH SOLE 5000000 0 0 NRG ENERGY INC COM NEW 629377508 2310 127500 SH SOLE 127500 0 0 PROSHARES TR REAL EST NEW 11 74348A871 2929 79666 SH SOLE 79666 0 0 SPANISH BROADCASTING SYS INC CL A NEW 846425833 554 184596 SH SOLE 184596 0 0 WALGREEN CO COM 931422109 60916 1842600 SH CALL SOLE 1842600 0 0 WALGREEN CO COM 931422109 29754 900000 SH SOLE 900000 0 0