0001172661-11-000631.txt : 20111031 0001172661-11-000631.hdr.sgml : 20111031 20111031141216 ACCESSION NUMBER: 0001172661-11-000631 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111031 DATE AS OF CHANGE: 20111031 EFFECTIVENESS DATE: 20111031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regiment Capital Management LLC CENTRAL INDEX KEY: 0001344703 IRS NUMBER: 043411614 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11560 FILM NUMBER: 111167739 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-488-1600 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 reg3q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Regiment Capital Management, LLC Address: 222 Berkeley Street, 12th Floor Boston, MA 02116 13F File Number: 028-11560 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chris Kaster Title: Chief Operating Officer Phone: 617-488-1600 Signature, Place, and Date of Signing: /s/ Chris Kaster Boston, MA October 31, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 12 Form 13F Information Table Value Total: $310,566 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- BP PLC SPONSORED ADR 055622104 54105 1500000 SH CALL SOLE 1500000 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 103246 1507900 SH PUT SOLE 1507900 0 0 DISH NETWORK CORP CL A 25470M109 35070 1400000 SH SOLE 1400000 0 0 ECHOSTAR CORP CL A 278768106 3558 157386 SH SOLE 157386 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 28829 575427 SH SOLE 575427 0 0 MGM RESORTS INTERNATIONAL COM 552953101 4097 441000 SH PUT SOLE 441000 0 0 MI DEVS INC COM 55304X104 6638 250000 SH SOLE 250000 0 0 MUELLER WTR PRODS INC COM SER A 624758108 7249 2922802 SH SOLE 2922802 0 0 NRG ENERGY INC COM NEW 629377508 2704 127500 SH SOLE 127500 0 0 PROSHARES TR REAL EST NEW 74347X583 4161 239000 SH SOLE 239000 0 0 SPANISH BROADCASTING SYS INC CL A NEW 846425833 306 184596 SH SOLE 184596 0 0 WALGREEN CO COM 931422109 60603 1842600 SH CALL SOLE 1842600 0 0