0001209191-13-051036.txt : 20131106 0001209191-13-051036.hdr.sgml : 20131106 20131106174326 ACCESSION NUMBER: 0001209191-13-051036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131104 FILED AS OF DATE: 20131106 DATE AS OF CHANGE: 20131106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Railcar Industries, Inc. CENTRAL INDEX KEY: 0001344596 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 431481791 STATE OF INCORPORATION: ND FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 CLARK STREET CITY: ST. CHARLES STATE: MO ZIP: 63301 BUSINESS PHONE: 636-940-6000 MAIL ADDRESS: STREET 1: 100 CLARK STREET CITY: ST. CHARLES STATE: MO ZIP: 63301 FORMER COMPANY: FORMER CONFORMED NAME: American Railcar Industries, Inc./DE DATE OF NAME CHANGE: 20051116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vaughn Michael E CENTRAL INDEX KEY: 0001349778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51728 FILM NUMBER: 131197671 MAIL ADDRESS: STREET 1: C/O AMERICAN RAILCAR INDUSTRIES, INC. STREET 2: 100 CLARK STREET CITY: ST. CHARLES STATE: MO ZIP: 63301 4 1 c626744_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2013-11-04 0001344596 American Railcar Industries, Inc. ARII 0001349778 Vaughn Michael E C/O AMERICAN RAILCAR INDUSTRIES, INC. 100 CLARK STREET ST. CHARLES MO 63301 0 1 0 0 VP and Corporate Controller Stock Appreciation Rights 12.16 2013-11-04 4 M 0 1466 0 D 2017-03-31 Common Stock 1466 0 D Stock Appreciation Rights 24.45 2013-11-04 4 M 0 2357 0 D 2018-05-09 Common Stock 2357 2358 D Stock Appreciation Rights 14.12 2013-11-05 4 M 0 1750 0 D 2017-05-14 Common Stock 1750 0 D The SARs were granted on March 31, 2010 and settle in cash. The SARs vested on March 31, 2013. The SARs were granted on May 9, 2011 and settle in cash. 2,357 SARs vested on May 9, 2013. The remaining 2,358 SARs vest on May 9, 2014, but only if the Company achieves specified performance targets for the fiscal year ending December 31, 2013. The SARs were granted May 14, 2010 pursuant to a voluntary exchange of SARs previously granted in 2007 and settle in cash. The SARs vested May 14, 2013. /s/ M. E. Vaughn 2013-11-06