0001209191-13-014410.txt : 20130305 0001209191-13-014410.hdr.sgml : 20130305 20130305203926 ACCESSION NUMBER: 0001209191-13-014410 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130304 FILED AS OF DATE: 20130305 DATE AS OF CHANGE: 20130305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davies Dale C CENTRAL INDEX KEY: 0001437959 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51728 FILM NUMBER: 13667954 MAIL ADDRESS: STREET 1: 100 CLARK STREET CITY: SAINT CHARLES STATE: MO ZIP: 63301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Railcar Industries, Inc. CENTRAL INDEX KEY: 0001344596 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 431481791 STATE OF INCORPORATION: ND FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 CLARK STREET CITY: ST. CHARLES STATE: MO ZIP: 63301 BUSINESS PHONE: 636-940-6000 MAIL ADDRESS: STREET 1: 100 CLARK STREET CITY: ST. CHARLES STATE: MO ZIP: 63301 FORMER COMPANY: FORMER CONFORMED NAME: American Railcar Industries, Inc./DE DATE OF NAME CHANGE: 20051116 4 1 c496739_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2013-03-04 0001344596 American Railcar Industries, Inc. ARII 0001437959 Davies Dale C C/O AMERICAN RAILCAR INDUSTRIES, INC. 100 CLARK STREET ST. CHARLES MO 63301 0 1 0 0 S VP, CFO and Treasurer Stock Appreciation Rights 6.71 2013-03-04 4 M 0 2250 0 D 2016-03-03 Common Stock 2250 0 D Stock Appreciation Rights 6.71 2013-03-04 4 M 0 2250 0 D 2016-03-03 Common Stock 2250 0 D The SARs were granted on March 3, 2009 and vest in four equal increments on March 3, 2010, 2011, 2012 and 2013. The SARs were granted on March 3, 2009 and vest in four equal increments on March 3, 2010, 2011, 2012 and 2013 but only if the closing price of the Company's stock achieves a specified price target for the twenty trading days during any sixty day trading period during the twelve month period preceding the applicable anniversary date. /s/ Dale C. Davies 2013-03-05