S-1MEF 1 y10848mfsv1mef.htm AMERICAN RAILCAR INDUSTRIES, INC. FORM S-1MEF sv1mef
 

As filed with the Securities and Exchange Commission on January 19, 2006
Registration No. 333-          
 
 
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
Form S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
 
American Railcar Industries, Inc.
(Exact name of Registrant as specified in its charter)
 
         
Delaware   3743   43-1481791
(State or other jurisdiction of
incorporation or organization)
  (Primary Standard Industrial
Classification Code Number)
  (I.R.S. employer
identification number)
100 Clark Street
St. Charles, MO 63301
(636) 940-6000
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
 
James J. Unger
President and Chief Executive Officer
American Railcar Industries, Inc.
100 Clark Street
St. Charles, MO 63301
(636) 940-6000
(Name, address, including zip code, and telephone number,
including area code, of agent for service)
 
Copies To:
     
Philip J. Flink, Esquire
Samuel P. Williams, Esquire
BROWN RUDNICK BERLACK ISRAELS LLP
One Financial Center
Boston, MA 02111
(617) 856-8200
  Lisa L. Jacobs, Esquire
SHEARMAN & STERLING LLP
599 Lexington Avenue
New York, NY 10022
(212) 848-4000
     Approximate date of commencement of proposed sale to the public: As soon as practicable after the effectiveness of this registration statement.
     If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, please check the following box.    o
     If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.    þ File No. 333-130284
     If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.    o
     If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.    o
     If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box.    o
CALCULATION OF REGISTRATION FEE
         
 
 
    Proposed maximum   Amount of
    aggregate offering   registration
 Title of each class of securities to be registered   price(a)(b)   fee(c)
 
 Common Stock, par value $0.01 per share
  $205,275,000   $3,137.43
 
 
(a) Includes shares of Common Stock to cover over-allotments, if any.
 
(b) Estimated solely for the purpose of calculating the registration fee in accordance with Rule 457(o) promulgated under the Securities Act, as amended.
 
(c) The Registrant previously paid filing fees of $18,827 in connection with previous filings of Registration Statement (File No. 333-130284)(the “Registration Statement”) which Registration Statement contemplated a proposed maximum aggregate offering price of up to $175,950,000.
     The Registration Statement shall become effective upon filing with the Commission in accordance with Rule 462(b) under the Securities Act.
 
 


 

Explanatory note
This Registration Statement on Form S-1 is being filed with the Securities and Exchange Commission (the “Commission”) by American Railcar Industries, Inc. (the “Company”), pursuant to Rule 462(b) under the Securities Act of 1933, as amended. This Registration Statement incorporates by reference the contents of the Company’s Registration Statement on Form S-1, as amended (Registration No. 333-130284), which was declared effective by the Commission on January 19, 2006, relating to the offering of shares of common stock of the Company with a maximum aggregate offering price of up to $175,950,000, including each of the documents filed by the Company with the Commission and incorporated or deemed to be incorporated by reference therein and all exhibits thereto.
Certification
The Company hereby certifies to the Commission that (i) it has instructed its bank to pay the filing fee set forth on the cover page of this Registration Statement by a wire transfer of such amount to the Commission’s account at Mellon Bank as soon as practicable (but no later than the close of business as of January 20, 2006), (ii) it will not revoke such instructions, (iii) it has sufficient funds in the relevant account to cover the amount of such filing fee, and (iv) it will confirm receipt of such instructions by its bank during regular business hours no later than January 20, 2006.


 

Part II
 
ITEM 16.  EXHIBITS.
See Exhibit Index at the end of this Registration Statement.
 
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Signatures
Pursuant to the requirements of the Securities Act of 1933 (as amended, the “Securities Act”), American Railcar Industries, Inc. has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of St. Charles, State of Missouri, on January 19, 2006.
  American Railcar Industries, Inc.
  By:  /s/ James J. Unger
 
 
  Name: James J. Unger
  Title:   President and Chief Executive Officer
Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
             
    Title   Date
Signature        
 
 
/s/ James J. Unger

Name: James J. Unger
  President and Chief Executive Officer (principal executive officer) and Director   January 19, 2006
 
/s/ William P. Benac

Name: William P. Benac
  Chief Financial Officer (principal financial officer)   January 19, 2006
 
/s/ Michael E. Vaughn

Name: Michael E. Vaughn
  Controller (principal accounting officer)   January 19, 2006
 
/s/ Vincent J. Intrieri

Name: Vincent J. Intrieri
  Director   January 19, 2006
 
/s/ Jon F. Weber

Name: Jon F. Weber
  Director   January 19, 2006
 
/s/ Keith Meister

Name: Keith Meister
  Director   January 19, 2006
 
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Exhibit index
         
Exhibit    
No.   Description of Exhibit
 
  5 .1   Opinion of Brown Rudnick Berlack Israels LLP*
  23 .1   Consent of Grant Thornton LLP*
  23 .2   Consent of Grant Thornton LLP*
  23 .3   Consent of KPMG LLP*
  23 .5   Consent of Brown Rudnick Berlack Israels LLP (included in Exhibit 5.1)*
 
* Filed herewith.
 
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