-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kn070Qt/RDvPWFOZjKsaV8qT6iYxdGTCYP6bViB9vdb4EfT3YU3vzOfjHqkldHjW +p8ht7julfTB/pxPxPTs/g== 0000928475-06-000014.txt : 20060119 0000928475-06-000014.hdr.sgml : 20060119 20060119164941 ACCESSION NUMBER: 0000928475-06-000014 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060119 FILED AS OF DATE: 20060119 DATE AS OF CHANGE: 20060119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Railcar Industries, Inc./DE CENTRAL INDEX KEY: 0001344596 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 431481791 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 CLARK STREET CITY: ST. CHARLES STATE: MO ZIP: 63301 BUSINESS PHONE: 636-940-6000 MAIL ADDRESS: STREET 1: 100 CLARK STREET CITY: ST. CHARLES STATE: MO ZIP: 63301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: American Railcar Industries, Inc. CENTRAL INDEX KEY: 0001336983 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51728 FILM NUMBER: 06538686 BUSINESS ADDRESS: STREET 1: 100 CLARK STREET CITY: ST. CHARLES STATE: MO ZIP: 63301 BUSINESS PHONE: 636-940-6000 MAIL ADDRESS: STREET 1: 100 CLARK STREET CITY: ST. CHARLES STATE: MO ZIP: 63301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOUNDATION FOR A GREATER OPPORTUNITY CENTRAL INDEX KEY: 0001349831 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51728 FILM NUMBER: 06538687 BUSINESS ADDRESS: STREET 1: 767 5TH AVENUE STREET 2: SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 914-702-4300 MAIL ADDRESS: STREET 1: 767 5TH AVENUE STREET 2: SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10153 3 1 f3_ex.xml X0202 3 2006-01-19 0 0001344596 American Railcar Industries, Inc./DE ARII 0001349831 FOUNDATION FOR A GREATER OPPORTUNITY 767 5TH AVENUE SUITE 4700 NEW YORK NY 10153 0 0 1 0 0001336983 American Railcar Industries, Inc. 100 CLARK STREET ST. CHARLES MO 63301 0 0 1 0 COMMON STOCK 4290918 I please see explanation below The Foundation for a Greater Opportunity (the "Foundation") owns 38.5% of the common shares of American Railcar Industries, Inc., a Missouri corporation ("ARI Missouri"). ARI Missouri owns 100% of the outstanding common shares ("Shares") of American Railcar Industries, Inc., a Delaware corporation (the "Registrant"). The number of shares identified in Table I, Item 2, represents the number of shares to be issued upon the reincorporation of ARI Missouri in Delaware through a merger with and into the Registrant prior to the completion of the Registrant's initial public offiering. Following such reincorporation, ARI Missouri will cease to exist. The Foundation, by virtue of its relationship to ARI Missouri, may be deemed to beneficially own (as that term is defined in Rule 13d-3 under the Act) 38.5% of the Shares which ARI Missouri owns, but the Foundation disclaims beneficial ownership of such shares for all other purposes. The Foundation for a Greater Opportunity 2006-01-19 American Railcar Industries, Inc. 2006-01-19 -----END PRIVACY-ENHANCED MESSAGE-----