0001140361-16-048421.txt : 20160122
0001140361-16-048421.hdr.sgml : 20160122
20160122105620
ACCESSION NUMBER: 0001140361-16-048421
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160122
DATE AS OF CHANGE: 20160122
EFFECTIVENESS DATE: 20160122
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Waverton Investment Management Ltd
CENTRAL INDEX KEY: 0001344114
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11544
FILM NUMBER: 161355297
BUSINESS ADDRESS:
STREET 1: 21 ST JAMES'S SQUARE
CITY: LONDON
STATE: X0
ZIP: SW1Y 4HB
BUSINESS PHONE: 00 44 207484 7484
MAIL ADDRESS:
STREET 1: 21 ST JAMES'S SQUARE
CITY: LONDON
STATE: X0
ZIP: SW1Y 4HB
FORMER COMPANY:
FORMER CONFORMED NAME: J O Hambro Investment Management Ltd
DATE OF NAME CHANGE: 20051110
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001344114
XXXXXXXX
12-31-2015
12-31-2015
Waverton Investment Management Ltd
21 ST JAMES'S SQUARE
LONDON
X0
SW1Y 4HB
13F HOLDINGS REPORT
028-11544
N
Harish Shah
Head of Legal & Compliance
02074847496
Harish Shah
London
X0
01-22-2016
0
110
1328536
false
INFORMATION TABLE
2
form13fInfoTable.xml
Acuity Brands Inc US$0.01
COM
00508Y102
2876
12300
SH
SOLE
12300
0
0
Agco Corporation US$0.01
COM
001084102
2414
53190
SH
SOLE
53190
0
0
Akamai Technologies Inc Com US$0.01
COM
00971T101
2935
55762
SH
SOLE
55762
0
0
Alphabet Inc US$0.001 'A'
CAP STK CL A
02079K305
72476
93155
SH
SOLE
93155
0
0
Alphabet Inc US$0.001 'C'
CAP STK CL C
02079K107
51745
68186
SH
SOLE
68186
0
0
Altria Group Inc Com US$0.3333
COM
02209S103
4715
81000
SH
SOLE
81000
0
0
Amazon.com Inc Com US$0.01
COM
023135106
26050
38542
SH
SOLE
38542
0
0
American Express Co Com US$0.20
COM
025816109
35334
508035
SH
SOLE
508035
0
0
American Tower Corporation Com US$0.01
COM
03027X100
7290
75195
SH
SOLE
75195
0
0
Amgen Inc Com US$0.0001
COM
031162100
2114
13020
SH
SOLE
13020
0
0
Apache Corporation Com US$1.25
COM
037411105
890
20006
SH
SOLE
20006
0
0
Apple Inc Com
COM
037833100
66231
629215
SH
SOLE
629215
0
0
Avnet Inc
COM
053807103
31666
739160
SH
SOLE
739160
0
0
B/E Aerospace Inc Com US$0.01
COM
073302101
6945
163920
SH
SOLE
163920
0
0
Banco Bradesco SA SPON ADR Rep 1 Pref
SP ADR PFD NEW
059460303
578
120243
SH
SOLE
120243
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Bank of America Com US$0.01
COM
060505104
5797
344470
SH
SOLE
344470
0
0
Barclays Bank Plc Spon ADR EA Rep 1 Series 4 Pref Shs
ADS7.75%PFD S4
06739H511
356
13500
SH
SOLE
13500
0
0
Berkshire Hathaway 'B' Com US$0.1667
CL B NEW
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50373
381497
SH
SOLE
381497
0
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Bristol-Myers Squibb Co Com US$0.10
COM
110122108
53561
778618
SH
SOLE
778618
0
0
Brunswick Cap Ltd US$0.01
COM
117043109
202
252343
SH
SOLE
252343
0
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Bunge Ltd Com US$0.01
COM
G16962105
1726
25273
SH
SOLE
25273
0
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Cadiz Inc Com US$0.01
COM NEW
127537207
1539
292500
SH
SOLE
292500
0
0
Carnival Corporation Com US$0.01
14365C103
14365C103
3239
59450
SH
SOLE
59450
0
0
Casey's General Stores
COM
147528103
5194
43125
SH
SOLE
43125
0
0
CDW Corporation Com US$0.01
COM
12514G108
4394
104510
SH
SOLE
104510
0
0
Church & Dwight Com US$1
COM
171340102
20239
238444
SH
SOLE
238444
0
0
CIA Energ MG-CEMIG SPN ADR REP 1 PRF (LVL 2)
SP ADR N-V PFD
204409601
277
184652
SH
SOLE
184652
0
0
Cisco Systems Com US$0.001
COM
17275R102
2391
88040
SH
SOLE
88040
0
0
Citigroup Inc Com US$0.01
COM NEW
172967424
525
10152
SH
SOLE
10152
0
0
Colgate-Palmolive Co Com US$1.00
COM
194162103
18464
277159
SH
SOLE
277159
0
0
Comcast Corp Com Class 'A' US$1.00
CL A
20030N101
5498
97425
SH
SOLE
97425
0
0
Convergys Corp Com
COM
212485106
4440
178368
SH
SOLE
178368
0
0
Ctrip.Com International Ltd ADS Each Rep 0.5 Ord US$0.01
ADS
22943F100
5476
118200
SH
SOLE
118200
0
0
Cummins Inc $2.50
COM
231021106
978
11118
SH
SOLE
11118
0
0
CVS Health Corp Com US$0.01
COM
126650100
6137
62770
SH
SOLE
62770
0
0
DaVita Healthcare Partners Com US$0.001
COM
23918K108
4336
62200
SH
SOLE
62200
0
0
Delta Air Lines Inc Com US$0.0001
COM NEW
247361702
1895
37390
SH
SOLE
37390
0
0
eBay Inc Com US$0.001
COM
278642103
506
18400
SH
SOLE
18400
0
0
Eli Lilly & Co Com
COM
532457108
2351
27900
SH
SOLE
27900
0
0
Energizer Holdings Inc Com US$0.01 WI
COM
29272W109
671
19700
SH
SOLE
19700
0
0
EOG Resources Inc
COM
26875P101
5059
71465
SH
SOLE
71465
0
0
Express Scripts HL Com US$0.01
COM
30219G108
2794
31970
SH
SOLE
31970
0
0
Exxon Mobil Corporation Com
COM
30231G102
6467
82961
SH
SOLE
82961
0
0
Facebook Inc Com
CL A
30303M102
9002
86011
SH
SOLE
86011
0
0
Flowers Foods Inc US$0.01
COM
343498101
5129
238650
SH
SOLE
238650
0
0
Foot Locker Inc Com US$0.01
COM
344849104
6509
100000
SH
SOLE
100000
0
0
General Electric Co of America Com US$0.06
COM
369604103
21851
701479
SH
SOLE
701479
0
0
Gilead Sciences Com US$0.001
COM
375558103
86625
856061
SH
SOLE
856061
0
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Goldcorp Inc Com
COM
380956409
570
49300
SH
SOLE
49300
0
0
Goldman Sachs Group Com US$0.01
COM
38141G104
2424
13451
SH
SOLE
13451
0
0
Hanover Insurance Group Inc Com US$0.01
COM
410867105
1423
17500
SH
SOLE
17500
0
0
Helmerich & Payne Inc Com US$0.10
COM
410867105
8728
162980
SH
SOLE
162980
0
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Hershey Co (The) Com US$1.00
COM
427866108
936
10480
SH
SOLE
10480
0
0
Hess Corporation Com US$1
COM
42809H107
1237
25520
SH
SOLE
25520
0
0
Home Depot Inc Com US$0.05
COM
437076102
7855
59397
SH
SOLE
59397
0
0
Honeywell International Inc Com US$1.00
COM
438516106
4297
41490
SH
SOLE
41490
0
0
International Paper Co Com US$1.00
COM
460146103
11435
303323
SH
SOLE
303323
0
0
iShares Core US (Russell 3000) Growth ETF US$
CORE US GRW ETF
464287671
834
10269
SH
SOLE
10269
0
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iShares MSCI ACWI Index Fund
MSCI KLD400 SOC
464288570
3076
55100
SH
SOLE
55100
0
0
iShares Russell 1000 Growth
RUS 1000 GRW ETF
464287614
13013
130812
SH
SOLE
130812
0
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JD.com ADR
SPON ADR CL A
47215P106
4301
133305
SH
SOLE
133305
0
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Johnson & Johnson Com US$1.00
COM
478160104
3092
30101
SH
SOLE
30101
0
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JP Morgan Chase Com US$1 (US quote)
COM
46625H100
1071
16220
SH
SOLE
16220
0
0
KLX Inc Com $0.01
COM
482539103
1205
39150
SH
SOLE
39150
0
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Kulicke & Soffa
COM
501242101
3514
301108
SH
SOLE
301108
0
0
L Brands Inc US$0.50
COM
501797104
19202
200397
SH
SOLE
200397
0
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Lazard Ltd Com 'A' US$0.01
SHS A
G54050102
1125
25000
SH
SOLE
25000
0
0
Lockheed Martin Corp Com US$1.00
COM
539830109
49412
227549
SH
SOLE
227549
0
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Marsh & McLennan Cos Inc Com US$1.00
COM
571748102
28706
517691
SH
SOLE
517691
0
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Mastercard Inc US$0.0001 Class 'A'
CL A
57636Q104
28790
295708
SH
SOLE
295708
0
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McDonald's Corporation Com US$0.01
COM
580135101
3639
30800
SH
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McGraw-Hill Cos Com US$1
COM
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SH
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Melco Crown Entertainment Ltd Sponsored ADR
ADR
585464100
3901
232200
SH
SOLE
232200
0
0
Merck & Co Inc Com US$0.50
COM
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858
16240
SH
SOLE
16240
0
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Metlife Inc Com US$0.01
COM
59156R108
2968
61570
SH
SOLE
61570
0
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Microsoft Corporation Com US$0.0000125
COM
594918104
51710
932052
SH
SOLE
932052
0
0
Mondelez Intl Inc Com US$0.01
CL A
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1462
32603
SH
SOLE
32603
0
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Monsanto Com US$0.01
COM
61166W101
2345
23800
SH
SOLE
23800
0
0
National Oilwell Varco Com US$0.01
COM
637071101
1361
40640
SH
SOLE
40640
0
0
Netease Inc. ADR Rep. 24 Com
SPONSORED ADR
64110W102
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159085
SH
SOLE
159085
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Northern Trust Corporation Com US$1.666
COM
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55500
SH
SOLE
55500
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Occidental Petroleum Corp Com US$0.20 USA (Regd)
COM
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Old Dominion Freight Line, Inc Com US$0.10
COM
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Oracle Corporation Com US$0.01
COM
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PayPal Holdings Inc Com US$0.0001
COM
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Pfizer Inc Com US$0.05
COM
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SH
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Philip Morris International Com
COM
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SH
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Procter & Gamble Co Com
COM
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Qualcomm Inc Com US$0.0001
COM
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Reynolds American Com US$0.0001
COM
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Salesforce.com Inc Com US$0.001
COM
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Schlumberger Com US$0.01
COM
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SH
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Sensata Technologies Holding NV
SHS
N7902X106
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SH
SOLE
274768
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SK Telecom ADR 1/9 of Share KRW
SPONSORED ADR
78440P108
288
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SH
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14300
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SPDR Doubleline Total Return Tactical ETF
SPDR TR TACTIC
78467V848
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40000
SH
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Spectra Energy Corp Com US$0.001
COM
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SH
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Taiwan Semiconductor Manufacturing ADS Rep 5 Ord TW$10
SPONSORED ADR
874039100
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SH
SOLE
202283
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Tech Data Corp $0.0015
COM
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Union Pacific Corporation Com US$2.50
COM
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United Technologies Corporation Com US$1.00
COM
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Vanguard Dividend Appreciation ETF
DIV APP ETF
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Vanguard FTSE Emerging Markets ETF
FTSE EMR MKT ETF
922042858
1537
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SH
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47000
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Vanguard S&P 500 ETF
S&P 500 ETF SHS
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Verizon Communications Com US$0.10
COM
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VF Corp Com
COM
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SH
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Visa Inc Com Stock US$0.0001
COM CL A
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Walt Disney Company Disney Com US$0.01
COM DISNEY
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Wells Fargo & Co Com US$1 2/3
COM
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WEX Inc
COM
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WisdomTree Total Dividend ETF US$0.001
TOTAL DIVID FD
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