0001140361-14-037726.txt : 20141009 0001140361-14-037726.hdr.sgml : 20141009 20141009092028 ACCESSION NUMBER: 0001140361-14-037726 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141009 DATE AS OF CHANGE: 20141009 EFFECTIVENESS DATE: 20141009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waverton Investment Management Ltd CENTRAL INDEX KEY: 0001344114 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11544 FILM NUMBER: 141149302 BUSINESS ADDRESS: STREET 1: 21 ST JAMES'S SQUARE CITY: LONDON STATE: X0 ZIP: SW1Y 4HB BUSINESS PHONE: 00 44 207484 7484 MAIL ADDRESS: STREET 1: 21 ST JAMES'S SQUARE CITY: LONDON STATE: X0 ZIP: SW1Y 4HB FORMER COMPANY: FORMER CONFORMED NAME: J O Hambro Investment Management Ltd DATE OF NAME CHANGE: 20051110 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001344114 XXXXXXXX 09-30-2014 09-30-2014 true 1 RESTATEMENT Waverton Investment Management Ltd

21 ST JAMES'S SQUARE LONDON X0 SW1Y 4HB

13F HOLDINGS REPORT 028-11544 N Harish Shah 02074847496 Harish Shah London X0 10-07-2014 0 95 1452584 false INFORMATION TABLE 2 form13fInfoTable.xml Agco Corporation US$0.01 COM 001084102 13674 300790 SH SOLE 300790 0 0 Alcoa Inc Com US$1.00 COM 013817101 22450 1395250 SH SOLE 1395250 0 0 Altria Group Inc Com US$0.3333 COM 022095103 3698 80500 SH SOLE 80500 0 0 Amazon.com Inc Com US$0.01 COM 023135106 16425 50940 SH SOLE 50940 0 0 AmBev CIA ADR ADR 02319V103 252 38500 SH SOLE 38500 0 0 American Express Co Com US$0.20 COM 025816109 64136 732643 SH SOLE 732643 0 0 American Tower Corporation Com US$0.01 COM 03027X100 7440 79462 SH SOLE 79462 0 0 Ametek Inc Com US$0.01 COM 031100100 8094 161210 SH SOLE 161210 0 0 Amgen Inc Com US$0.0001 COM 031162100 2282 16250 SH SOLE 16250 0 0 Apache Corporation Com US$1.25 COM 037411105 12015 128000 SH SOLE 128000 0 0 Apple Inc Com COM 037833100 32361 321201 SH SOLE 321201 0 0 Avnet Inc COM 053807103 38444 926363 SH SOLE 926363 0 0 B/E Aerospace Inc Com US$0.01 COM 073302101 10637 126720 SH SOLE 126720 0 0 Banco Bradesco SA SPON ADR Rep 1 Pref SP ADR PFD NEW 059460303 1713 120243 SH SOLE 120243 0 0 Bank of America Com US$0.01 COM 060505104 5973 350304 SH SOLE 350304 0 0 Berkshire Hathaway 'B' Com US$0.1667 CL B NEW 084670702 53159 384818 SH SOLE 384818 0 0 Boeing Co Com US$5.00 COM 097023105 32157 252452 SH SOLE 252452 0 0 Bunge Ltd Com US$0.01 COM G16962105 2129 25273 SH SOLE 25273 0 0 Cadiz Inc Com US$0.01 COM NEW 127537207 3688 354950 SH SOLE 354950 0 0 Carnival Corporation Com US$0.01 PAIRED CTF 143658300 3196 79550 SH SOLE 79550 0 0 Chubb Corporation Com US$1.00 COM 171232101 1016 11160 SH SOLE 11160 0 0 Cisco Systems Com US$0.001 COM 17275R102 2242 89090 SH SOLE 89090 0 0 Citigroup Inc Com US$0.01 COM NEW 172967424 1237 23868 SH SOLE 23868 0 0 Coca-Cola Com US$0.25 COM 191216100 496 11620 SH SOLE 11620 0 0 Colgate-Palmolive Co Com US$1.00 COM 194162103 43069 660365 SH SOLE 660365 0 0 Ctrip.Com International Ltd ADS Each Rep 0.5 Ord US$0.01 AMERICAN DEP SHS 22943F100 3355 59100 SH SOLE 59100 0 0 Cummins Inc $2.50 COM 231021106 94002 712242 SH SOLE 712242 0 0 DaVita Healthcare Partners Com US$0.001 COM 23918K108 4549 62200 SH SOLE 62200 0 0 Deere & Co Com US$1 COM 244199105 21572 263106 SH SOLE 263106 0 0 Delta Air Lines Inc Com US$0.0001 COM NEW 247361702 1202 33255 SH SOLE 33255 0 0 eBay Inc Com US$0.001 COM 278642103 1083 19120 SH SOLE 19120 0 0 Emerson Electric Co Com US$0.50 COM 291011104 3154 50400 SH SOLE 50400 0 0 EOG Resources Inc COM 26875P101 3628 36640 SH SOLE 36640 0 0 Express Scripts HL Com US$0.01 COM 30219G108 2258 31970 SH SOLE 31970 0 0 Exxon Mobil Corporation Com COM 30231G102 8206 87251 SH SOLE 87251 0 0 Flowers Foods Inc US$0.01 COM 343498101 5624 306340 SH SOLE 306340 0 0 Garmin Ltd SHS H2906T109 24519 471604 SH SOLE 471604 0 0 General Electric Co of America Com US$0.06 COM 369604103 26629 1039388 SH SOLE 1039388 0 0 Gilead Sciences Com US$0.001 COM 375558103 56641 532090 SH SOLE 532090 0 0 Goldcorp Inc Com COM 380956409 1182 51314 SH SOLE 51314 0 0 Goldman Sachs Group Com US$0.01 COM 38141G104 2435 13266 SH SOLE 13266 0 0 Google Inc Com US$0.001 'A' CL A 38259P508 39059 66380 SH SOLE 66380 0 0 Google Inc Com US$0.001 'C' CL C 38259P706 34554 59849 SH SOLE 59849 0 0 Halliburton Com Stock US$2.50 COM 406216101 23786 368720 SH SOLE 368720 0 0 Hanover Insurance Group Inc Com US$0.01 COM 410867105 1075 17500 SH SOLE 17500 0 0 Helmerich & Payne Inc Com US$0.10 COM 423452101 14034 143393 SH SOLE 143393 0 0 Hershey Co (The) Com US$1.00 COM 427866108 1051 11010 SH SOLE 11010 0 0 Hess Corporation Com US$1 COM 42809H107 2407 25520 SH SOLE 25520 0 0 Home Depot Inc Com US$0.05 COM 437076102 5449 59397 SH SOLE 59397 0 0 International Paper Co Com US$1.00 COM 460146103 31142 652330 SH SOLE 652330 0 0 Johnson & Johnson Com US$1.00 COM 478160104 3381 31721 SH SOLE 31721 0 0 JP Morgan Chase Com US$1 (US quote) COM 46625H100 634 10520 SH SOLE 10520 0 0 L Brands Inc US$0.50 COM 501797104 40791 609002 SH SOLE 609002 0 0 Lazard Ltd Com 'A' US$0.01 SHS A G54050102 1425 28100 SH SOLE 28100 0 0 Marsh & McLennan Cos Inc Com US$1.00 COM 571748102 27502 525454 SH SOLE 525454 0 0 Mastercard Inc US$0.0001 Class 'A' CL A 57636Q104 24460 330900 SH SOLE 330900 0 0 McDonald's Corporation Com US$0.01 COM 580135101 3755 39610 SH SOLE 39610 0 0 Merck & Co Inc Com US$0.50 COM 58933Y105 1052 17740 SH SOLE 17740 0 0 Metlife Inc Com US$0.01 COM 59156R108 3286 61170 SH SOLE 61170 0 0 Microsoft Corporation Com US$0.0000125 COM 594918104 91513 1973971 SH SOLE 1973971 0 0 Mondelez Intl Inc Com US$0.01 CL A 609207105 1024 29884 SH SOLE 29884 0 0 Monsanto Com US$0.01 COM 61166W101 2678 23800 SH SOLE 23800 0 0 MSC Industrial Direct Co CL A 553530106 9747 114050 SH SOLE 114050 0 0 National Oilwell Varco Com US$0.01 COM 637071101 4050 53218 SH SOLE 53218 0 0 Netease Inc. ADR Rep. 24 Com SPONSORED ADR 64110W102 15563 181684 SH SOLE 181684 0 0 Northern Trust Corporation Com US$1.666 COM 665859104 3776 55500 SH SOLE 55500 0 0 NOW Inc Com US$0.01 COM 67011P100 406 13337 SH SOLE 13337 0 0 Occidental Petroleum Corp Com US$0.20 USA (Regd) COM 674599105 5078 52815 SH SOLE 52815 0 0 Oracle Corporation Com US$0.01 COM 68389X105 10317 269520 SH SOLE 269520 0 0 Parker Hannifin Corporation Com Stk US$0.50 COM 701094104 19875 174115 SH SOLE 174115 0 0 Pfizer Inc Com US$0.05 COM 717081103 29133 985230 SH SOLE 985230 0 0 Philip Morris International Com COM 718172109 999 11983 SH SOLE 11983 0 0 Praxair Inc Com US$0.01 COM 74005P104 24834 192510 SH SOLE 192510 0 0 Procter & Gamble Co Com COM 742718109 1375 16420 SH SOLE 16420 0 0 Qualcomm Inc Com US$0.0001 COM 747525103 20640 276047 SH SOLE 276047 0 0 Reynolds American Com US$0.0001 COM 761713106 17923 303785 SH SOLE 303785 0 0 Salesforce.com Inc Com US$0.001 COM 79466L302 25878 449812 SH SOLE 449812 0 0 Schlumberger Com US$0.01 COM 806857108 5444 53531 SH SOLE 53531 0 0 Sensata Technologies Holding NV SHS N7902X106 1684 37818 SH SOLE 37818 0 0 Soufun Holdings Ltd ADR Each Rep 1 'A' Ord Shares ADR 836034108 2190 220145 SH SOLE 220145 0 0 Spectra Energy Corp Com US$0.001 COM 847560109 2057 52400 SH SOLE 52400 0 0 Tech Data Corp $0.0015 COM 878237106 8200 139315 SH SOLE 139315 0 0 Time Warner Inc Com US$0.01 COM NEW 887317303 43039 572256 SH SOLE 572256 0 0 Union Pacific Corporation Com US$2.50 COM 907818108 79744 735509 SH SOLE 735509 0 0 United Parcel Services 'B' Com US$0.01 CL B 911312106 1165 11857 SH SOLE 11857 0 0 United Technologies Corporation Com US$1.00 COM 913017109 47559 450373 SH SOLE 450373 0 0 Verizon Communications Com US$0.10 COM 92343V104 3357 67154 SH SOLE 67154 0 0 Verizon Communications Com US$0.10 COM 92343V104 22633 451226 SH SOLE 451226 0 0 VF Corp Com COM 918204108 16210 245490 SH SOLE 245490 0 0 Visa Inc Com Stock US$0.0001 COM CL A 92826C839 2699 12650 SH SOLE 12650 0 0 W.W. Grainger Inc. US$0.50 COM 384802104 5090 20228 SH SOLE 20228 0 0 Walt Disney Company Disney Com US$0.01 COM DISNEY 254687106 1282 14400 SH SOLE 14400 0 0 Wells Fargo & Co Com US$1 2/3 COM 949746101 20799 400978 SH SOLE 400978 0 0 WEX Inc COM 96208T104 3400 30816 SH SOLE 30816 0 0 Xylem Inc COM 98419M100 358 10100 SH SOLE 10100 0 0