0000950103-20-011293.txt : 20200609 0000950103-20-011293.hdr.sgml : 20200609 20200609060043 ACCESSION NUMBER: 0000950103-20-011293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200605 FILED AS OF DATE: 20200609 DATE AS OF CHANGE: 20200609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pacheco Jack A CENTRAL INDEX KEY: 0001344018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 20950810 MAIL ADDRESS: STREET 1: SMART MODULAR TECHNOLOGIES (WWH), INC. STREET 2: 4211 STARBOARD DRIVE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0828 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 4 1 dp129924_4-pacheco.xml FORM 4 X0306 4 2020-06-05 0 0001616533 SMART Global Holdings, Inc. SGH 0001344018 Pacheco Jack A C/O SMART MODULAR TECHNOLOGIES, INC. 39870 EUREKA DRIVE NEWARK CA 94560 0 1 0 0 Executive VP, CFO, COO Ordinary Shares 2020-06-05 4 M 0 7500 24.93 A 96458 D Ordinary Shares 2020-06-05 4 S 0 7500 30.00 D 88958 D Ordinary Shares 2020-06-05 4 S 0 3750 30.00 D 85208 D Employee Stock Option (right to buy) 24.93 2020-06-05 4 M 0 7500 0 D 2024-09-22 Ordinary Shares 7500 47230 D The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17 as modified on 08/03/2018. The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018. /s/ Bruce Goldberg as attorney-in-fact for Jack A. Pacheco 2020-06-08